- SMBC (New York, NY)
- …reports to relevant third parties including investors, updating any regulatory and legal matter related to the industry. **Key Responsibilities** + Daily CP issuance ... and liquidity management + Daily maturity limit and compliance monitoring for ABCP program + Maintain internal databases and ensure accurate daily and monthly… more
- Citigroup (New York, NY)
- …be extensive interaction with multiple business/control function areas at all levels, including Compliance , Legal , Risk, Tax, Operations, and Credit, both in the ... + Assist with responses to Internal Audit, Regulators, and Compliance Testing, as needed + Participation in, and at...times leading, key projects critical to the operation and compliance /risk management of the business + Working closely with… more
- Citigroup (New York, NY)
- …in close partnership with Sales team, Product, Technology teams, Risk & Control team, Legal , Compliance & Audit in order to ensure appropriate governance and ... compliance with industry regulations. + Build a culture of...and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- …and technology professionals + Work in close partnership with control functions such as Legal , Compliance , Market and Credit Risk, Audit, Finance in order to ... Work closely with various functions, such as Business, Technology, Risk, and Compliance to ensure an efficient and safe automated market making system. Utilize… more
- Highmark Health (Albany, NY)
- …implementation of products. + Partner with business units to ensure compliance with governmental, contractual, and corporate guidelines, regulations, and policies ... do this job._ **_Compliance Requirement_** _: This job adheres to the ethical and legal standards and behavioral expectations as set forth in the code of business… more
- Intermountain Health (Albany, NY)
- …others involved including the care site teams, external business partners/vendors, compliance , legal counsel, health information management, and designated areas ... in other areas of the revenue cycle to support the quality and compliance of charges and documentation. 3. Participates, researches and follows-up on topics… more
- Citigroup (Getzville, NY)
- …causes of complex issues + Work closely with colleagues from Operations & Technology, Compliance , Legal , Risk & Control and business unit managers to ensure ... and aligned objectives + Support in addressing questions arising from regulators, compliance assurance and internal audit + Work with the global team lead… more
- Beacon Mobility (Beacon, NY)
- …vehicles. Maintains accurate records of vehicles. Being a Fleet Administrator ensures compliance with government rules and regulations and files paperwork in support ... of this compliance as needed. Beacon Mobility provides student transportation services...professional journals, financial reports, business plans and strategies, and legal documents + Ability to create long-term plans, including… more
- Citigroup (Getzville, NY)
- …reporting submission + Liaise closely with internal stakeholders, including Business, Legal , Compliance , Risk/Control, Operations & Technology, at all levels ... both within- and outside of their direct control to ensure Citi's compliance with its regulatory demands, often with significant competing deliverables and… more
- Highmark Health (Albany, NY)
- …do this job._ **_Compliance Requirement:_** _This position adheres to the ethical and legal standards and behavioral expectations as set forth in the code of ... business conduct and company policies_ As a component of job responsibilities, employees may have access to covered information, cardholder data, or other confidential customer information that must be protected at all times. In connection with this, all… more