- Wells Fargo (Charlotte, NC)
- …this role you will:** + Advise MPG on its role as an underwriter for municipal securities transactions + Provide legal counsel on municipal sales and trading ... Counsel in the Markets Section of the Corporate & Investment Banking Legal Division to...issues + Provide guidance with respect to municipal securities transaction-related activities, including compliance with federal securities… more
- TIAA (Charlotte, NC)
- …recent changes in laws and regulations that affect the company. + Liaises with external legal counsel on legal issues related to protecting the company and ... appropriately qualified legal firms for transactional and corporate legal advice. May work closely with...Savviness, Influence, Legal Collaboration / Consensus Building, Legal Counsel Expertise / Advisory, Legal… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the Corporate Investment Banking (CIB) Regulatory Legal and Governance Section of the ... impacting CFTC regulated swaps as well as SEC regulated securities -based swaps + Provide regulatory advice on CFTC/SEC regulated...within the relevant practice area, and in delivering effective counsel to clients on complex legal matters… more
- Lincoln Financial (Charlotte, NC)
- …#:** 74772 **The Role at a Glance** The Role at a Glance The AVP, Senior Counsel - Life & Annuities, provides legal support to the Lincoln Financial Group ... large multi-disciplined and cross functional teams + Select outside counsel and direct them on various legal ...of computer based legal research and other legal systems. - In-depth understanding of corporate … more
- Lincoln Financial (Greensboro, NC)
- …a Glance** In the Attorney, Funds Mgmt Counsel position, you will provide legal counsel and subject matter expertise to the Lincoln Financial Group business ... support for other Lincoln regulatory examinations. * Directing outside counsel on various legal matters as appropriate....years of experience counseling clients with respect to federal securities laws * Experience with corporate law… more
- Equitable (Charlotte, NC)
- …Creating and maintaining effective working relationships with compliance colleagues, internal legal counsel , branch and regional staff, marketing professionals, ... Law Department's Mission is to Serve as Equitable's trusted counsel , empowering Equitable to pursue its noble purpose by...marketing collateral created by our internal business lines and corporate marketing teams. All reviews are based on FINRA,… more
- Truist (Charlotte, NC)
- …to potential borrowers, as well as analytical requirements from Bond Counsel prior to closing (8038 tax document requirements). Produce amortization schedules ... In all cases, the job will require review of legal documents related to the financing to ensure the...Manager to ensure timely and accurate reporting of necessary corporate governance and financial information. Take ownership of the… more