- TD Bank (New York, NY)
- …for expanding and managing regulatory oversight program for the first line of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated ... Partners (Compliance, Legal ), and AMCB Consumer Bank teams to ensure that...is filed with FINRA. + Satisfactory results on a criminal background check, credit report check, civil litigation search,… more
- City of New York (New York, NY)
- …- Coordinate case schedules with courts, law enforcement officials, witnesses, and defense attorneys. - Draft correspondence and legal documents. - Assist ... year of experience either as a paralegal in the criminal justice field or equivalent. - Level 3 -...years of experience either as a paralegal in the criminal justice field or equivalent. Preferred Requirements/Skills: - Excellent… more
- City of New York (New York, NY)
- …in writing. - Coordinate case schedules with courts, law enforcement officials, and defense attorneys. - Draft correspondence and legal documents. - Perform ... year of experience either as a paralegal in the criminal justice field or equivalent. - Level 3 -...years of experience either as a paralegal in the criminal justice field or equivalent. Preferred Requirements/Skills: - One… more
- Google (New York, NY)
- …or Veteran status. We also consider qualified applicants regardless of criminal histories, consistent with legal requirements. See also ... regulators. You will manage a team of lawyers, defining a global defense strategy, conducting investigations, representing the company in regulatory engagements, and… more
- Google (New York, NY)
- …or Veteran status. We also consider qualified applicants regardless of criminal histories, consistent with legal requirements. See also ... investigative findings and strategies to technical staff, executive leadership, legal counsel, and internal and external clients. + Excellent written/verbal… more
- American Express (New York, NY)
- …initiatives. This Line of Business Compliance Officer (LOBCO) second line of defense role provides the opportunity to participate in the independent oversight of ... tight deadlines. + Ability to learn and understand complex legal and regulatory concepts and convert them into relevant,...as it relates to the consideration of applicants with criminal convictions. We back our colleagues with the support… more
- Coinbase (Albany, NY)
- …to end learning services, and management for all first line of defense compliance processes, including Transaction Monitoring, Enhanced Due Diligence, Screening and ... duties): * You should have a strong understanding of regulatory and legal requirements related to compliance, such as: Transaction Monitoring, Sanctions, Anti-Money… more
- Google (New York, NY)
- …or Veteran status. We also consider qualified applicants regardless of criminal histories, consistent with legal requirements. See also ... of Google Cloud, Mandiant is a recognized leader in dynamic cyber defense , threat intelligence and incident response services. Mandiant's cybersecurity expertise has… more
- American Express (New York, NY)
- …policy, framework, oversight and control solutions to meet the Company's legal , regulatory and risk management mandates in connection with Anti-Money Laundering ... across lines of business, first and second lines of defense , and international markets. This is a critical leadership...as it relates to the consideration of applicants with criminal convictions. We back our colleagues with the support… more
- American Express (New York, NY)
- …documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory expectations + In alignment ... with second line of defense risk oversight, develop incremental standards, testing and reporting...as it relates to the consideration of applicants with criminal convictions. We back our colleagues with the support… more