- HUB International (New York, NY)
- …and other requirements as necessary. Compliance Operational + Manage the annual ADV process including data collection and completion of the ADV forms with support of ... operations and advisor staff. + Participate in the investment due diligence process for SEC compliance and/or operational reviews as needed **Requirements:** + Must… more
- Coinbase (Albany, NY)
- …doing: * You should have a strong understanding of regulatory and legal requirements related to compliance, such as: Transaction Monitoring, Sanctions, Anti-Money ... * You will ensure your training program is aligned with regulatory and legal requirements * You will maintain multiple training program asset types: elearning… more
- Warner Music Group (New York, NY)
- …of Excellence for Shared Services is the home to the financial, legal , and administrative functions that provide critical support and best-in-class services to ... excited to hear from financial managers with success delivering process improvements, who are looking for an opportunity to...you truly know the business, as you dive into legal agreements, and the interpretation of contractual terms and… more
- JPMorgan Chase (New York, NY)
- …the opportunity to work with key stakeholders including the business, Legal , Risk, Control Management, Technology, Internal Audit, Finance & Business Management ... business to remediate through action plans and partnering with the business process owners in control design, control evaluation, and issue management of compliance… more
- City of New York (New York, NY)
- …borough offices, including specialty units such as Cranes and Derricks, Elevators, Legal Affairs, and the Enforcement team. Through such technical support, the CZI ... Zoning text amendments, and to assist in the implementation process of text amendments. - Assisting the Senior Zoning...Zoning Specialist(s) in preparing background technical information for DOB Legal Unit for BSA cases and other court cases.… more
- City of New York (New York, NY)
- …as a Recovery Analyst, who will: - Manage the workflow and recovery process for supplemental needs trust cases by calculating and asserting the Medicaid claim. ... expedite payment to the Department. Liaise with Office of Legal Affairs (OLA) attorneys on objections or issues and...fulfilled. - Oversee the lien filing selection and docketing process by analyzing proposed sample files using a statistically… more
- City of New York (New York, NY)
- …and adherence to best practices and relevant policies, while staying abreast of legal and federal, state and city regulatory requirements. The Process Evaluation ... policy. The Office of Quality Assurance & Fiscal Integrity (OQA&FI) / The Process Evaluation Review Team (PERT) is recruiting for (2) one Principal Administrative… more
- CS Energy (Albany, NY)
- …portfolio + Work with the Business Development to carry project through pipeline process , FMEA process , contract signing and project start-up. + Responsible for ... for. + Seeks to resolve client issues to avoid legal actions. When needed work with legal ...landowners to help our customers streamline the project development process , lower project costs, and create value for all… more
- City of New York (New York, NY)
- …Protective Services (APS) is mandated by the State of New York to provide social, legal and protective services to individuals 18 years of age and older, who because ... Specialists, Housing Court Liaisons, Court Ordered Payments, Quorum Responses Process , Special Projects, and the Repatriation and Emergency Assistance Program… more
- Carrington (Albany, NY)
- …Governance Manager will be responsible for overseeing the end-to-end communications process within the mortgage servicing division, ensuring that all touchpoints are ... clear, and implemented/delivered in a cost-effective manner. Design a formal process for reviewing communication pieces and establish a robust document management… more