- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...for a significant business or functional area across all legal entities and jurisdictions where TD operates + Provides… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth… more
- M&T Bank (Buffalo, NY)
- …Credit Regional Segment Director is responsible for overseeing the credit risk management, underwriting strategies, and portfolio management for Leveraged Lending ... quality and performance of the loan portfolio align with the bank's risk appetite and regulatory requirements. **Primary Responsibilities:** + Lead team that… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...for a significant business or functional area across all legal entities and jurisdictions where TD operates + Provides… more
- Wolters Kluwer (New York, NY)
- …strategic ownership, governance, and operational oversight of the organization's Governance, Risk , and Compliance (GRC) platforms. This role ensures that security, ... risk , compliance, and audit processes are effectively supported by...The position partners with security leadership, IT, product development, legal , compliance, and business stakeholders to enable a consistent,… more
- Scotiabank (New York, NY)
- …awareness of Bank policies and an up-to-date knowledge of the local regulatory, legal , accounting, tax, insolvency environment and operational risk issues. + ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Bank of America (New York, NY)
- …This job is responsible for managing, monitoring, and documenting credit risk for a portfolio of clients. Key responsibilities include monitoring changes ... and Markets product spectrum. Job expectations may include assessing risk solutions which adhere to the bank's risk...and all other product partners + Negotiates and structures legal documentation related to loans and derivatives + Establishes… more
- Coinbase (Albany, NY)
- …is responsible for the development, execution and oversight of the enterprise-wide legal and regulatory obligations library ( Legal and Regulatory Obligations ... improvement of the RCM function. Responsibilities will include the following: * Legal & Regulatory Obligations Inventory * Support the maintenance and expansion of… more
- Athene (New York, NY)
- …ETD/OTC trade clearing functions by establishing and maintaining robust, efficient, and risk -aware processes that support the firm's risk management objectives. ... people, processes, tools, and controls are in place to effectively mitigate risk , safeguard assets, and meet operational objectives. Maintain responsibility for the… more
- WTW (New York, NY)
- …Driving Privacy Compliance and Strategy **,** Reporting to the Global Head of Privacy Legal and Deputy Global Privacy Officer, the Americas Lead Privacy Counsel is a ... key contributor to the Privacy Legal and Regulatory Function in establishing and maintaining privacy...and when required to address data subject requests, project risk assessment, and similar efforts. + Support Privacy Incident… more