- SMBC (New York, NY)
- …and formal requests received via regulatory portals or through the Firm's legal department. Providing timely, complete, accurate, and helpful responses to any ... (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates with… more
- Colgate-Palmolive (New York, NY)
- …matter expertise in corporate climate and water programs, utilizing data-driven risk and opportunity assessments to inform environmental sustainability strategy and ... a more efficient and digital approach. **Principal Duties and Responsibilities** **Climate Risk Management support** + Supports partnerships with GSC, Finance, PLC &… more
- Guardian Life (Albany, NY)
- …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue...Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule… more
- SMBC (New York, NY)
- …to the Banks and Broker Dealer clients + Knowledge of general elements of credit risk as well as legal /compliance related to Bank and Broker Dealers + Excellent ... communication and presentation skills, both written and verbal + Ability to build a network of relationships across SMBC to support and facilitate communication and/or execution of new business ideas and opportunities + 2+ years of specialized experience in… more
- CBRE (New York, NY)
- …Posted 22-Oct-2025 Service line Corporate Segment Role type Full-time Areas of Interest Legal Location(s) Atlanta - Georgia - United States of America, Austin - ... and privacy policies. This role provides strategic direction, manages compliance and risk , develops and enforces compliance frameworks, and fosters a culture of… more
- Synchrony (New York, NY)
- …Credit, Analytics & Models Internal Audit Team through active engagement in risk assessment, audit planning, and continuous monitoring processes. + Lead and perform ... underwriting, line management, compliance, governance, credit and fraud strategy, credit risk , segmentation, and end-user computing tools. + Draft audit plans,… more
- TD Bank (New York, NY)
- …This role will be accountable for the program-level financial transparency, risk identification, funding envelope governance together with the Project Management ... or Project Finance experience an asset + Excellent analytical skills in assessing risk , issues and challenging the status quo + 7+ years of relevant experience… more
- Maersk (New York, NY)
- …New York, USA **Reports to:** Head of Product Control, Copenhagen Department: Risk & **Product Control Job Level:** Individual Contributor **Opportunity** At Maersk, ... with local traders, and tight coordination with the core Risk teams in Copenhagen. **Key Responsibilities** **Daily P&L and...with criminal histories in a manner consistent with all legal requirements. We are happy to support your need… more
- Western Digital (Albany, NY)
- …global operations, support the company's SOX program, and help strengthen IT risk management practices in alignment with WD's enterprise strategy and "Built to ... and accurate in AuditBoard in accordance with IA methodology and professional standards. Risk & Governance + Partner with Enterprise Risk Management (ERM) to… more
- TD Bank (New York, NY)
- …**Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The US FCRM TDS ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more