- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...for a significant business or functional area across all legal entities and jurisdictions where TD operates + Provides… more
- Wells Fargo (Charlotte, NC)
- …for supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, ... resolutions for them and their clients, all while mitigating risk . You must act with integrity and a high...Offices. Additionally, you will partner with areas of Compliance, Legal and the Line of Business, as needed, in… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...for a significant business or functional area across all legal entities and jurisdictions where TD operates + Provides… more
- Wolters Kluwer (Cary, NC)
- …strategic ownership, governance, and operational oversight of the organization's Governance, Risk , and Compliance (GRC) platforms. This role ensures that security, ... risk , compliance, and audit processes are effectively supported by...The position partners with security leadership, IT, product development, legal , compliance, and business stakeholders to enable a consistent,… more
- Citigroup (Charlotte, NC)
- The Interest Rate Risk Lead Analyst will manage Interest Rate Risk across Citi including assessing the risk profile at the Citi level and each of the 5 major ... businesses. Citi Treasury manages the capital, funding, and liquidity of Citigroup legal entities; manages and provides corporate oversight of liquidity risk ,… more
- Ally (Raleigh, NC)
- …prioritize and focus on enabling Ally's initiatives and objectives that offer the best risk -adjusted return. * Drive awareness of legal concepts related to the ... General Counsel, Technology & Intellectual Property, will deliver practical, solution-oriented legal advice with prudent efficiency in order to support and enable… more
- Coinbase (Charlotte, NC)
- …is responsible for the development, execution and oversight of the enterprise-wide legal and regulatory obligations library ( Legal and Regulatory Obligations ... improvement of the RCM function. Responsibilities will include the following: * Legal & Regulatory Obligations Inventory * Support the maintenance and expansion of… more
- ITG Brands (NC)
- …We are seeking a seasoned and strategic Senior Regulatory Counsel to join our Legal and Regultaory team. This senior-level role will report to the Head of Regulatory ... and regulatory litigation, with the ability to navigate emerging legal and regulatory issues. This role is critical to...role is critical to shaping our regulatory strategy, managing risk , and ensuring compliance across a complex and evolving… more
- Lowe's (Mooresville, NC)
- …organization. + Collaborate on providing training to business and technical teams on legal and regulatory issues related to AI. ** Risk Management:** + Support ... **Corporate Counsel - AI Product Counsel** to join our legal team. In this role you will support the...the design and deployment of AI technologies. + Conduct risk assessments for AI use cases and advise on… more
- Wells Fargo (Charlotte, NC)
- …Leveraged Finance, Leveraged Underwriting, Macro, Global Payments & Liquidity, and Risk Management to oversee the execution of credit related functions and ... and projection modeling to ensure accurate and timely monitoring, accurate risk ratings, covenant compliance, watchlist updates, and recognition of potential… more