• Compliance Business Oversight Manager- Commercial…

    TD Bank (New York, NY)
    …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... for a significant business or functional area across all legal entities and jurisdictions where TD operates + Provides...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
    TD Bank (08/21/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... effective compliance management systems** + **Knowledge and experience with risk management environment, standards, and regulations** + **Ability to… more
    TD Bank (08/21/25)
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  • IDD Quality Assurance & Compliance Director

    Access: Supports For Living (Middletown, NY)
    …including reviews, investigations, audits, surveys, process improvement activities, training and risk management for the Access Network, inclusive of Access: ... findings, and regulatory requests by stakeholders + Assist the Vice President Risk Management Quality and Compliance in ensuring quality related deliverables… more
    Access: Supports For Living (08/19/25)
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  • Senior Finance Analyst - TD Securities

    TD Bank (New York, NY)
    …communicate complete, thorough and accurate accounting requirements; considers and explains risk management issues prior to implementation, such as determining ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
    TD Bank (08/19/25)
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  • Internal Audit - SOX Senior Manager

    Coinbase (Albany, NY)
    …(eg, Finance, Legal , IT, Security, and 2nd Line functions like Risk Management and Compliance) and external auditors. Strategically manage these ... is to objectively evaluate and audit the effectiveness of governance, compliance, risk management , and control process. The in-house Coinbase Internal Audit… more
    Coinbase (08/09/25)
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  • Operational Resilience - Program and Governance…

    Mizuho Corporate Bank (New York, NY)
    …aligns with the firm's business objectives, regulatory requirements, and enterprise risk management framework. + Establish and maintain governance structures, ... efforts across key domains, including business continuity, IT disaster recovery, third-party risk management , and crisis management , ensuring a cohesive… more
    Mizuho Corporate Bank (06/18/25)
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  • Associate Director, Business Affairs

    Publicis Groupe (New York, NY)
    …optimally in a sophisticated environment with various partners including senior management , client operations, finance and legal counsel. **Responsibilities** + ... campaign development (treatments, scripts, rough cuts, final cuts) in partnership with agency legal to handle and mitigate risk associated with content. +… more
    Publicis Groupe (08/07/25)
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  • Vice President or Director, Global Markets

    BMO Financial Group (New York, NY)
    …Offers a full spectrum of integrated capabilities to deliver leading market insight, risk management , and execution services to issuing and/or investor clients, ... + Strong quantitative analysis, technology and financial analysis skills. + Strong risk management skills, fundamental analysis skills and leadership abilities.… more
    BMO Financial Group (08/20/25)
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  • Private Markets AML/KYC Director

    Manulife (New York, NY)
    …+ Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices + AML ... stakeholders (Investor Relations & Client Service Teams, Finance, Compliance, Legal and Risk ) on required AML/TF compliance..., industry best practices and alignment objectives to corporate risk goals + Strong project management skills… more
    Manulife (07/29/25)
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  • Private Markets AML/KYC Director

    Manulife (New York, NY)
    …+ Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices + AML ... stakeholders (Investor Relations & Client Service Teams, Finance, Compliance, Legal and Risk ) on required AML/TF compliance..., industry best practices and alignment objectives to corporate risk goals + Strong project management skills… more
    Manulife (07/29/25)
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