- AON (NY)
- …insurance distribution and underwriting. Education: + Bachelor's degree in business, Insurance, Risk Management , or related field; advanced degree preferred. How ... insurance distribution and underwriting. Education: + Bachelor's degree in business, Insurance, Risk Management , or related field; advanced degree preferred. How… more
- Robert Half Finance & Accounting (New York, NY)
- …areas such as Accounting, Third Party Risk , Regulatory Compliance, Treasury, and Risk Management . Must have at least one of the following certifications - ... + Knowledge of Auditing various business areas such as Accounting, Third Party Risk , Regulatory Compliance, Treasury, Risk Management and Information… more
- Citigroup (New York, NY)
- …of tailored solutions to meet specific client needs. **4. Operational Excellence & Risk Management ** + Oversee the operational efficiency and accuracy of DR ... (eg, European, Asian) impacting cross-border listings and trading. + **Compliance & Risk Management :** Knowledge of anti-money laundering (AML), Know Your… more
- Datavant (Albany, NY)
- …new products, services, and business initiatives. + **Policy & Procedure Management :** Assist in the development, drafting, and maintenance of compliance-related ... training, including general awareness campaigns and targeted, role-based training for high- risk functions, to reinforce our commitment to integrity. + **Compliance… more
- NBT Bank (Albany, NY)
- …workout strategy will be the hallmarks. + 45% Asset Quality Remediation: management of the highest risk commercial loans. This includes non-accruals, ... Pay Range: $109,085.00 - $145,462.00 Responsible for managing a portfolio of high- risk C & I, CRE and Business Banking relationships, specifically, but not limited… more
- Raymond James Financial, Inc. (New York, NY)
- …ensuring adherence to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal , regulatory, and ... translate evolving requirements into internal controls and procedures + Collaborate with AML, Legal , Risk , and Business teams to embed sanctions awareness into… more
- Citizens (Tarrytown, NY)
- …used by our business, issue-resolution, effective and well documented procedures, risk management and mitigation, maintaining an effective SharePoint site ... account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated ability… more
- MUFG (New York, NY)
- …have involvement in all broker dealer treasury functions including funding and liquidity risk management , asset liability management , interest rate risk ... abreast of regulatory developments and interpret the impact on Liquidity and Funding risk management measurement practices. + Work closely with Global colleagues… more
- MTA (New York, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk and Compliance program. Additionally, this role supports the Agency and Deputy ... are reflected in the affected department Vulnerability Assessment. + Support risk analysis, controls testing and, where necessary, initiate corrective action plans.… more
- Citigroup (New York, NY)
- …openings, fundings, and closings, ensuring accuracy and resolving any deficiencies. + ** Risk Management :** Monitor account activity, manage "tickler" items, and ... negotiate, and execute complex escrow and paying agent agreements, collaborating with internal legal counsel to minimize risk and ensure compliance. + **Client… more