- Raymond James Financial, Inc. (New York, NY)
- …businesses associated with a global, diversified Financial Holding Company + Compliance Risk Management concepts **Advanced Skill in:** + Leadership, associate ... training and communication to all relevant stakeholders + Review and assess records-related risk with business partners to identify and address compliance gaps or … more
- Robert Half (New York, NY)
- …consulting and managed solutions in finance, technology, operations, data, analytics, digital, legal , HR, governance, risk and internal audit through our network ... hired into one of four different segments, including: + Finance Performance Management : Provides custom solutions to help finance leaders address their current… more
- City National Bank (New York, NY)
- …Oversees KYC, BSA, document intake/validation, and account establishment. Manages the risk associated with the operational aspects of client relationships and their ... all aspects of operational banking functions including technical proficiency with legal documentation, KYC, commercial product utilization and basic proficiency with… more
- M&T Bank (Buffalo, NY)
- …and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that ... remaining compliant with Department procedures, Corporate policies, Compliance, Audit and legal requirements. Maintains an in-depth knowledge of all functions within… more
- JPMorgan Chase (New York, NY)
- …This role involves interfacing with key partner groups in product control, business management , sales, technology, risk , and legal . **Job responsibilities:** ... and attain new business. * Liaise with product control and business management to analyze overall business revenue, profitability, and cash flows. Identify… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... bonds and leveraged loans. Role will also include relationship management and cross collaboration such as: + Coordinating with...such as leveraged finance, equity capital markets, credit / risk , underwriting / execution, and sales & trading +… more
- Axis (New York, NY)
- …subrogation and risk transfer + Preparing required reports to senior management + Travels to mediations or settlement conferences as required + Other duties ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...that can drive results using all facets of the legal and claims processes + Understanding of and ability… more
- Colgate-Palmolive (New York, NY)
- …can be developed and applied + Conduct analysis on data from the case management system to identify areas of risk , reporting trends, opportunities for continuous ... investigated and remediated thoroughly, working closely with HR and legal and play a significant role in the ongoing...for any substantiated misconduct, and maintenance of the case management system and other analytical databases + Managing our… more
- Microsoft Corporation (New York, NY)
- …map timeline, engage the customer, get customer buy-in and commitment) to de- risk and drive predictable deal closure. **Scaling and Collaboration** + Collaborates ... or related field AND 2+ years experience in technology-related sales or account management + OR equivalent experience. + 2 years of experience in IT/business… more
- MUFG (New York, NY)
- …experts for different securitization asset classes. + Collaborate with internal Treasury, Risk , Legal , IT and Controller teams + Support investor marketing ... Summary_** : Support the Asset Backed Commercial Paper program ("ABCP") conduit management platform; be an ABCP placement professional - the principal requirement is… more