- TD Bank (New York, NY)
- …agreements globally across specific trading products, while aligning with internal risk , legal , regulatory and governance frameworks ensuring accelerated time ... + Ensures that the Bank is sufficiently protected from legal , risk , and operational perspectives in all...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Accountabilities:** + Works with Compliance partners and other related groups (such as Legal and Risk ) to support creation of documentation and reports required ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- M&T Bank (Buffalo, NY)
- …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Department Description:**...a timely manner and maintain client communications on regulatory, legal , accounting, fiduciary and ERISA matters. Confirm with recordkeeper… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth… more
- Bank of America (New York, NY)
- …This job is responsible for managing, monitoring, and documenting credit risk for a portfolio of clients. Key responsibilities include monitoring changes ... and Markets product spectrum. Job expectations may include assessing risk solutions which adhere to the bank's risk...and all other product partners + Negotiates and structures legal documentation related to loans and derivatives + Establishes… more
- M&T Bank (Buffalo, NY)
- …Outstanding written and verbal communication skills. + Experience in compliance, finance, legal , audit, risk or other relevant functions + Demonstrated ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...solutions which may include connecting with members of LPL Legal and Sales Management + Assist with performing analysis… more
- Synchrony (New York, NY)
- …**Role Summary/Purpose:** The VP, Model Validation is within Synchrony Model Risk Management function and responsible for leading a model validation team ... regulatory guidelines (SR 11-7), as we well as Model Risk Management policies, standards, and procedures. **_Our Way of...consistently meet performance expectations and have approval from your manager to post (or the approval of your … more
- TD Bank (New York, NY)
- …management, credit risk , relationship managers, and workout officers to provide legal support in a number of areas, including without limitation policy and ... risk analysis, litigation management, and the sourcing of legal advice from other teams internal to TD ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (New York, NY)
- …and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with the evaluation of ... CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks and controls,… more
- BMO Financial Group (New York, NY)
- …and executing regulatory examinations and reviews of Capital Markets legal entities; coordinating and tracking regulatory remediations; ensuring continued compliance ... regulatory environment; and fostering a transparent, compliant, and proactive regulatory risk management culture across all areas of BMO Capital Markets.… more