- TD Bank (New York, NY)
- …Agreements). The position must ensure that the Bank is sufficiently protected from legal , risk , and operational perspectives in all such trading documents and ... legal trading documentation, be able to effectively apply legal and sound risk management principles and...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Ankura (NY)
- …data privacy, data protection, or related area in a highly sophisticated legal , professional services, consulting or corporate environment. + Broad knowledge ... investigations, threat intelligence, expert services, managed security services, cyber risk and data privacy advisory services customized to clients' requirements.… more
- BMO Financial Group (New York, NY)
- …to achieve business objectives. Works to achieve organizational goals while minimizing legal risk . + Structuring, negotiating and supervising the documentation ... Provides and manages the delivery of legal and regulatory advice on products, initiatives, strategies,...of corporate finance transactions involving senior debt, mezzanine debt and/or… more
- TD Bank (New York, NY)
- …across specific trading products and jurisdictions, while aligning with internal risk , legal , regulatory and governance frameworks and ensuring accelerated ... through capital markets deal origination including execution of regulatory and legal trading agreement requirements globally. This team maximizes revenue generation,… more
- Tradeweb (New York, NY)
- …company, including working with senior leadership and business, technology and corporate teams to manage the end-to-end audit life-cycle including conducting ... risk assessments, engagement planning, audit execution and reporting; assisting...their performance against internal audit methodology requirements + Perform manager reviews of audit work performed by team members… more
- BlackRock (New York, NY)
- …and life experiences to our work, with professional expertise developed in legal , financial, advisory, consulting, technology, corporate , and governance roles. ... is one way BlackRock fulfills our fiduciary responsibilities as an asset manager to our clients. BlackRock Investment Stewardship serves as a link between… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... and formal requests received via regulatory portals or through the Firm's legal department. Providing timely, complete, accurate, and helpful responses to any… more
- TD Bank (New York, NY)
- …metrics and business conduct issues + Liaison with other Divisions, such as Compliance, Legal , Risk and Internal Audit as well as support regulatory interactions ... supervisory requirements + Strong ability to work with Compliance, Legal or Risk partners to interpret regulation...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- BMO Financial Group (New York, NY)
- …Markets Engineering + Trade Floor Supervision + Market Risk + Credit Risk + Client Onboarding + Legal & Compliance **Salary:** $275,000 USD **Salary:** ... Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and… more
- TD Bank (New York, NY)
- …**Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The US FCRM TDS ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more