- Raymond James Financial, Inc. (New York, NY)
- …be 3 per week averaging 12 days per month in one of the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( ... Collaborates with other business units (Brokerage Operations, Trading, Compliance, IT, and Legal ) + Assists and provides input in the interpretation of new/changing… more
- Cornell Cooperative Extension (Middletown, NY)
- …director is responsible for effectively managing people, operational compliance and risk management, and fiscal oversight, including multiple avenues of fund ... human resources (staff and volunteers), technology, marketing/communications, facilities, and risk management functions. Management - 45% + Lead daily operations… more
- Citigroup (Queens, NY)
- …+ Adheres to and comply with Citibank policies, standards, operational controls, including legal , corporate , and regulatory procedures to ensure the safety and ... team members. The Head Universal Banker plays a key role in championing risk and control, driving lobby leadership, and ensuring consistent delivery of client and… more
- Axis (New York, NY)
- …insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We ... also proudly maintain an entrepreneurial, disciplined and ethical corporate culture. As a member of AXIS, you join a team that is among the best in the industry. At… more
- EMCOR Group (College Point, NY)
- …the company's current Environmental, Health and Safety policies and implement new risk control measures as needed + Independently develop, distribute and manage life ... are met + Provide monthly reporting to company Executive Team + Audit/Manage Corporate Safety Policy + Perform Root Cause Analysis of incidents and prepare &… more
- Publicis Groupe (New York, NY)
- …finance, accounting, legal , benefits, procurement, tax, real estate, treasury and risk management to help Publicis Groupe agencies do what they do best: create ... fast paced team and will report to the Senior Manager , Indirect Tax. The ideal candidate is a self-starter...drive immediate impact and contribute to cost savings and risk mitigation. You will also collaborate cross-functionally with finance,… more
- TD Bank (New York, NY)
- …remediation approach and execution. The team partners closely with senior leaders across TDS, Risk , Legal , HR, Compliance and will work in close alignment with ... of regulatory requirements + Knowledge of audits and operational risk process and remediation + Ability to apply industry...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- BMO Financial Group (New York, NY)
- …support client deliverables + Understands the complexity of transactions and related risk (eg, credit, market, operational, legal /compliance, etc.) + Provides ... Understands the complexity of transactions and related risks (credit, market, operational, legal /compliance, etc.) + Balances the Bank's risk appetite with… more
- JPMorgan Chase (New York, NY)
- …+ Partner with stakeholders to act as a liaison between sales, governance, operations, legal , risk , and compliance teams and internal technology and vendors for ... + Comfort working closely with stakeholders including sales, portfolio management, legal , compliance, risk , operations, etc. + Excellent communication skills… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal , Compliance, AML and Audit) to assess risks, develop and ... of a diverse group in an area of moderate risk , complexity or scope + Ensures an integrated approach...(eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree… more