- Zions Bancorporation (Rancho Cucamonga, CA)
- …approaches used by employees to do assigned tasks. + Responsible for compliance with/adherence to safety and security protocols. + Monitors and/or implements legal ... compliance measures, ensures the branch/business center is in ...industry, processes, procedures, regulations and products. + Knowledge of lending process and procedures. + Strong customer service, relationships… more
- Wells Fargo (Los Angeles, CA)
- …clients, we provide corporate and transaction banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (Los Angeles, CA)
- …clients, we provide corporate and transaction banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Comerica (Costa Mesa, CA)
- …products and services to existing and prospective customers. Reporting, budgeting, compliance management and other administrative duties. Ensures compliance by ... CMA policies and procedures. Ensures completion of necessary and required compliance related training. Demonstrates compliance effectiveness by achieving… more
- Cherry Bekaert (Sacramento, CA)
- …Tax Credit (NMTC) allocation applications, NMTC placement and deployment, and NMTC compliance and asset management services. The Consultant Manager will build a ... requirements and establish policies and procedures that will ensure continued compliance + Help identify an organization's short and long-term goals and… more
- Citigroup (Irvine, CA)
- …to segment partners where appropriate (including, but not limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager, etc.) ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other... operating procedures. + Ensure that KYC/AML and other compliance norms are strictly adhered. + Partner with all… more
- Banc of California (Escondido, CA)
- …Experian and other reports for loan requests. + Review credit files for various compliance issues. + General office duties such as mail sorting, filing, etc. + ... pipeline with files at multiple stages to ensure all compliance requirements and deadlines are met. + Treat people...problem solving skills + Heavy emphasis on small business lending process + Ability to interface effectively and professionally… more
- JPMorgan Chase (Los Angeles, CA)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Experian (CA)
- …for people and businesses around the world. We help to redefine lending practices, uncover and prevent fraud, simplify healthcare, create marketing solutions, and ... priorities across carrier integrations, agency operations, user experience, and compliance . + Lead Agile product development, managing globally distributed… more
- Bank of America (San Francisco, CA)
- …and writing credit approval memos for annual renewals and new lending opportunities. Key responsibilities include analyzing qualitative and quantitative data such ... as client's financials, projections, industry data, covenant compliance , and collateral appraisals to ensure compliance with the bank's risk appetite. Job… more