- Bank of America (San Francisco, CA)
- …and writing credit approval memos for annual renewals and new lending opportunities. Key responsibilities include analyzing qualitative and quantitative data such ... as client's financials, projections, industry data, covenant compliance , and collateral appraisals to ensure compliance with the bank's risk appetite. Job… more
- Umpqua Bank (Walnut Creek, CA)
- …tracked policies exceptions (TPE), tracked guidelines exceptions (TGE), procedures and compliance regulations; and (4) accurate loan coding consistent with nature of ... Checklist and used to provide guidance and training to underwriters. + Demonstrates compliance with all bank regulations for assigned job function and applies to… more
- Banc of California (Santa Ana, CA)
- …helping to optimizing our liquidity management strategies, monitoring and ensuring compliance with regulatory requirements. Performs all duties in accordance with ... indicators, and regulatory changes affecting fund management + Ensure compliance with relevant financial regulations and reporting requirements. Work closely… more
- Robert Half Finance & Accounting (Los Angeles, CA)
- Description **Small Company Controller for Lending Co." We are looking for a dedicated Controller to join this direct lender of businesses in Los Angeles, ... operations. In this role, you will manage accounting processes, ensure compliance with financial regulations, and provide strategic insights to support business… more
- Banc of California (Menlo Park, CA)
- …closing credit requests with limited assistance or counsel. + Adhere to all corporate compliance and regulatory needs including but not limited to all compliance ... or training + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- Umpqua Bank (Irvine, CA)
- …review of property and liability insurance, title policy and UCC searches to ensure compliance with bank policy and procedure. + Demonstrates compliance with all ... regulation changes. + Follows all Bank policies and procedures, compliance regulations, and completes all required annual or job-specific...+ Basic knowledge in all areas of banking and lending . + Ability to read and write, with basic… more
- Citigroup (Riverside, CA)
- …to segment partners where appropriate (including, but not limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager, etc.) ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other... operating procedures + Ensure that KYC/AML and other compliance norms are strictly adhered to + Partner with… more
- Cherry Bekaert (Sacramento, CA)
- …NMTC allocation applications, tax credit placement and deployment, and tax credit compliance and asset management services. The Application Writer will manage the ... in grant writing, community development finance, tax credit finance or CDE/CDFI Lending + Strong written communication skills + Knowledge of finance, data and/or… more
- LTD Global (Livermore, CA)
- …of financial products including personal and business banking, mortgage lending , and wealth management. It distinguishes itself through relationship-based service, ... including recruitment, onboarding, employee relations, benefits administration, HRIS maintenance, and compliance . The role serves as a key resource for employees and… more
- BMO Financial Group (San Francisco, CA)
- …of structural market risk models, recommending changes as appropriate. + Ensure compliance with Bank Policies and Standards regarding financial models. + Participate ... Monitors the financial market environment and model performance impacts. + Ensures compliance with model risk and market risk governance. + Researches industry best… more