- JPMorgan Chase (Murrieta, CA)
- …this position. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. ... with our partners in Chase Wealth Management, Business Banking, and Home Lending to provide a seamless experience for our customers. **Job responsibilities** +… more
- EverBank (Irvine, CA)
- …Experience as an Auditor in Banking, Financial Services, Financial Crimes Compliance and/or Commercial Lending **Educational Requirements** + University (Degree) ... detailed programs for audits, the review of complex financial, operational, compliance and risk systems, processes and procedures to determine efficiency,… more
- Banc of California (Santa Ana, CA)
- …WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in compliance with the ... team members to perform all SOX-related activities in accordance with the SOX Compliance Program plan and methodology. Works with all levels of management, internal… more
- Navient (San Francisco, CA)
- …our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager - Head ... of 1st Line of Defense Compliance .** **As the Senior Compliance Analyst, you...audit, or operational risk & controls within the consumer lending industry, with in-depth knowledge of consumer lending… more
- Cherry Bekaert (Los Angeles, CA)
- …practice, we have an excellent opportunity for a **Senior Associate (Consumer Compliance )** to join our team providing internal audit, regulatory compliance ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk Management, and… more
- JPMorgan Chase (Thousand Oaks, CA)
- …this position. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. ... and Safe Act:** This position is subject to the Dodd Frank/Truth in Lending Act qualification requirements for Loan Originators. As such, an employment offer for… more
- EverBank (Irvine, CA)
- ** Compliance Officer - Bank** The Compliance Officer implements broader planning for business unit compliance programs in order to ensure organization ... functions are in compliance with all relevant laws, regulations, and policies and...Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending + Commercial Loans Hybrid work is a minimum… more
- City National Bank (Los Angeles, CA)
- …and will support the Chief Credit Officer in managing, directing, and controlling the lending activities of the Bank in the areas of responsibility for the Credit ... of First Line Credit Risk taking, utilizing their delegated lending authority. The Senior Manager Credit Risk will have...and rapid credit decision making while maintaining accuracy and compliance with Bank's credit risk appetite and any pertinent… more
- Carrington (Anaheim, CA)
- …assigned region. + Ensure that all sales activities and operations are performed in compliance with local, state and federal lending regulations and laws. + ... relationship building within a Sales area, focusing on wholesale and correspondent lending . Responsible for achieving sales goals on a monthly, quarterly, and annual… more
- SMBC (Los Angeles, CA)
- …maintenance responsibilities. * Makes decisions on loans and terms within established lending limits. Analyzes credit to determine the ability of customers and ... borrowing requirements. * Follows-up on current loans to ensure compliance with internal procedures and other required terms. *...* More than 10+ years of relevant Middle Market lending experience * 5+ years' experience in Asset Based… more