- Citigroup (New York, NY)
- …range of products and solutions, including investment strategies, banking and lending , trust and specialized services.The Private Bank delivers solutions to help ... for cross sell opportunities in others areas of the bank, in particular lending , trust and institutional markets solutions, etc. + Partner with Bankers to prospect… more
- MUFG (New York, NY)
- …+ Financing against insurance and insurance linked securities + Financial institution lending (including life insurance and property & casualty companies, BDCs and ... including assessment of cash flows from securities against which lending may be secured + Reviews and negotiates loan...on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Skills & Experience:**… more
- SMBC (New York, NY)
- …Finance Group is a leading banking franchise providing advisory, structuring, and lending services to large strategic investors and private equity sponsors. The ... research, as well as through ongoing monitoring and review of the group's lending portfolio. The position will be sector-agnostic, working with bankers across all… more
- M&T Bank (New York, NY)
- …Responsible for supporting the origination, structuring, and execution of lending mandates within M&T's Financial Institutions Group with particular focus ... underwriters, rating agencies, and attorneys. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards… more
- Wells Fargo (New York, NY)
- …clients, we provide corporate and transactional banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions ... & Supervision Program, strengthening the CIB Front Line Conduct and Compliance risk management framework aligned to industry standards. Reviews utilization of… more
- Carrington (Albany, NY)
- …a relationship with such vendors to monitor and ensure their continued compliance with our applicable company policies and regulatory guidelines. Escalate issues or ... concerns with compliance to appropriate leadership. Perform all duties in accordance...changes to approval status. + Coordinate marketing and mortgage lending vendor invoices as needed. + Responsible for ensuring… more
- HSBC (New York, NY)
- …all HSBC control standards and implement and observe the Group Compliance Policy, including the timely implementation of recommendations made by internal/external ... and all confidential matters are appropriately handled as set forth by policy. Contain compliance risks in liaison with the Head of Group Compliance , Global… more
- Wells Fargo (New York, NY)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (New York, NY)
- …situations requiring solid understanding of the function, policies, procedures and compliance requirements that influence and lead broader work team to meet ... Accurately evaluate and upload data into the systems of record to ensure compliance with all bank policies, procedures, and regulatory requirements + Collaborate and… more
- Wells Fargo (New York, NY)
- …timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to policy and regulatory requirements to ... and coordinate colleagues in the execution of loan booking, closing, and compliance requirements. + Contribute to and lead credit focused projects, partnering with… more