- Wells Fargo (New York, NY)
- …clients, we provide corporate and transaction banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (New York, NY)
- …clients, we provide corporate and transaction banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Deloitte (New York, NY)
- …and recommendations and manage day-to-day stakeholder relationships + Demonstrate appropriate compliance and control of capital and liquidity risk + Implement ... Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value… more
- Banco Popular Puerto Rico (New York, NY)
- …relationships to ensure maturities are booked timely. Given the amount of time the lending team is in the field, this individual is critical to providing consistent ... + Manage monthly maturity reports. + Request, receive and review customer's compliance with financial reporting and covenant requirements. + Manage the loan… more
- Cherry Bekaert (Albany, NY)
- …Tax Credit (NMTC) allocation applications, NMTC placement and deployment, and NMTC compliance and asset management services. The Consultant Manager will build a ... requirements and establish policies and procedures that will ensure continued compliance + Help identify an organization's short and long-term goals and… more
- American Express (New York, NY)
- …experiences in the US, including our premium, cobrand, cash back, and lending portfolios, Membership Rewards, Global Travel & Lifestyle Services, the Centurion ... that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. You will… more
- Citigroup (New York, NY)
- …to segment partners where appropriate (including, but not limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager, etc.) ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other... operating procedures. + Ensure that KYC/AML and other compliance norms are strictly adhered. + Partner with all… more
- State of New York Mortgage Agency (New York, NY)
- …the State's Low Income Housing Tax Credits, tax exempt bonds, single family lending programs, and State funded programs. The Office is also responsible for ... completion, and continued technical analysis during a project's regulatory compliance period, when occupied and operational. Relevant Duties: + Technical… more
- Citigroup (Huntington, NY)
- …to segment partners where appropriate (including, but not limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager, etc.) ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other... operating procedures + Ensure that KYC/AML and other compliance norms are strictly adhered to + Partner with… more
- JPMorgan Chase (New York, NY)
- …Treasury, Sales, Service, and Digital teams, as well as Legal, Risk, and Compliance . + Represent voice of the Advisor and Client experience when developing new ... firm workstreams and initiatives + Participate in projects related to productivity improvements, compliance , and other matters as needed + Liaise across the firm as… more