- Insight Global (New York, NY)
- …weaknesses, and communicating findings to senior management, all while ensuring compliance with relevant regulations and internal policies. This team has unique ... responsibilities include: * Manage and execute audits focused on the firm's compliance with the securities regulatory requirements and a strong control environment *… more
- BMO Financial Group (New York, NY)
- …with a focus on equity derivatives and financing solutions (concentrated margin lending , equity monetization and equity swaps). You will also provide advisory ... onboarding, credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely… more
- Navient (Albany, NY)
- …as the liaison for operational fraud issues, collaborating with Credit, Risk, Compliance , Legal, and Customer Experience teams. + Represent Fraud Operations during ... management role. + Hands-on experience investigating fraud in consumer lending or digital banking. + Knowledge of fraud detection...skills and a proven track record of partnering with compliance , risk, or legal teams to handle high-risk scenarios.… more
- Citigroup (New York, NY)
- …financing business covering North American clients. Focus will be on direct lending and back leverage for corporates. **Responsibilities:** + Build and risk manage ... controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- Citigroup (New York, NY)
- …business and corporate functions, including but not limited to, Risk, Finance, and Compliance . We are seeking a pragmatic and talented senior lawyer who can operate ... or updated products and services. + Advise functions (Risk, Compliance , Finance) on US bank regulatory legal issues affecting...legal issues, such as the National Bank Act, legal lending limits, the Federal Reserve Act and the Bank… more
- Heritage Financial Credit Union (Central Valley, NY)
- …about available commercial loan products and their structures + Identify lending opportunities through discussions with business members while opening accounts. + ... all HFCU products and services. + Perform duties in compliance with federal and state regulations, as well as...and cooperate with the designated BSA Officer in assuring compliance EXPERIENCE REQUIRED: 4+ years of extensive customer service… more
- SMBC (New York, NY)
- …the management of the Credit Department. + The coverage mainly includes lending transactions related to general corporate credit and their related financial products ... and guidance, as necessary, to business units to ensure compliance with internal policies and procedures standards. + Monitor...pass watch or any special credit reviews. + Manage compliance with internal policies, workflow procedures and ensure US… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Broadview FCU (Buffalo, NY)
- …supports financial transactions, investigates fraud, manages fee refunds, and ensures compliance with internal policies and regulations. The Member Advocate plays a ... member satisfaction and policy. + Ensure regulatory and policy compliance across all interactions and processes. + Serve as...+ Minimum of 2 years' contact center experience + Lending certification a plus. + Flexible to work a… more
- Carrington (Albany, NY)
- …documentation related to Borrower and property. + Ensures the quality and compliance of work with Company policies, procedures, and investor guidelines. + Ensures ... stipulations prior to docs and funding as required by Underwriting. + Ensures compliance deadlines are met with regards to issuance of initial disclosures, approval… more