- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) Purpose of Role: Marex is seeking a Securities Lending Operations Manager. This individaul will be an ambitious and ... and support functions including operations, treasury, risk, and finance. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA,… more
- Synchrony (New York, NY)
- …and compliance excellence. Collaborating closely with Recovery Operations, Legal, Compliance , Fair Lending Technology, Finance, and Business Intelligence / ... other stakeholders. + Drive cross-functional partnerships with Recovery Operations, Legal, Compliance , Fair Lending , Business Intelligence / Reporting, Model… more
- M&T Bank (Buffalo, NY)
- …Loan Operations, while adhering to Department procedures, Corporate policies, and Compliance , Audit and Legal requirements. Supports all projects and on track ... to become subject matter expert on all initiatives within the area. **Primary Responsibilities:** + Complete high complexity data entry updates, analysis and Interpretation of payment and payoff processing. + Complete advanced document review and/or… more
- SitusAMC (Albany, NY)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML, funds transfer policies, client confidentiality and ... data security. \#LI-AS1 #LI-Remote Note: This job description is not intended to be all inclusive or exclusive. At any time, employees may perform other related duties as required to meet the ongoing needs of the organization and participate in additional… more
- Trustco Bank (Schenectady, NY)
- …Trustco Bank's Board of Directors. . Reviews all stages of residential and commercial lending files to ensure compliance with regulations, and Bank policies and ... procedures. . Reviews declined residential and commercial lending files to ensure compliance with regulations, and Bank policies and procedures. . Catalogues… more
- New York State Civil Service (Albany, NY)
- …the adequacy of board and management oversight of financial institutions' compliance programs.* Reviewing lending , deposit, insurance, and other transactions ... of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more
- Broadview FCU (Albany, NY)
- …in strict confidence. + Liaise with internal departments (eg, Risk Management, Compliance , Lending , Employee Experience) and external legal counsel as needed. ... reports, and regulatory audits or examinations. + Support enterprise risk management, compliance reviews, and policy audits under the direction of the Chief Legal… more
- ManpowerGroup (Philadelphia, NY)
- …misuse of government relief programs. + Collaborate with internal teams such as compliance , lending , and operations to gather relevant data and escalate ... AML Fraud Analyst, you will be part of the compliance and fraud investigation team supporting fraud detection and...Collaborate with a dedicated team of professionals committed to compliance and fraud prevention. + Gain valuable experience in… more
- New York State Civil Service (New York, NY)
- …the adequacy of board and management oversight of the financial institutions' compliance programs.* Reviewing lending , deposit, insurance and other transactions ... Title Virtual Currency Application Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category Financial, Accounting, Auditing Salary Grade… more
- S&P Global (New York, NY)
- …business segments including Private Markets, Enterprise Data Management, Regulatory & Compliance , Lending Solutions, and Corporate Actions. Our collaborative ... of specific market segments such as Private Markets, Corporate Actions, Regulatory Compliance , or Data Management + Proven ability to manage multiple client… more