- Wells Fargo (Charlotte, NC)
- …liaise with external and internal customers to comply with all operational, compliance , regulatory and internal policies as part of the client onboarding process. ... high standards of client service while ensuring all internal risk and external compliance standards and requirements are fully met + Gather evidence of customer… more
- Carrington (Raleigh, NC)
- …a relationship with such vendors to monitor and ensure their continued compliance with our applicable company policies and regulatory guidelines. Escalate issues or ... concerns with compliance to appropriate leadership. Perform all duties in accordance...changes to approval status. + Coordinate marketing and mortgage lending vendor invoices as needed. + Responsible for ensuring… more
- Wells Fargo (Charlotte, NC)
- …deliverables + Leverage solid understanding of functions, policies, procedures and compliance requirements + Mentor and assist analysts + Collaborate and consult ... clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; foreign exchange, rates and fixed… more
- Truist (Charlotte, NC)
- …Management department and serves as the primary resource for insurance monitoring and compliance for a book of commercial loans financed through Fannie Mae, Freddie ... Mae, FHA, Life Insurance Companies and Other lending programs. Specific responsibilities include, but are not limited to: + Review, analyze and interpret all types… more
- Wells Fargo (Charlotte, NC)
- …developing the knowledge to understand function, policies, procedures, and compliance requirements + Cultivate a comprehensive understanding of product strategy, ... management concepts, with the ability to apply these principles to consumer lending products + Experience in financial modeling, including the development and… more
- Wells Fargo (Charlotte, NC)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (Wilmington, NC)
- …risks in the business, adhere to policies, procedures & controls and ensure compliance with applicable laws, rules & regulations + This SAFE position has customer ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (Davidson, NC)
- …growth + Lead team to grow financial outcomes through increased net asset flows, lending balances and same store sales. + Develop the culture to drive employee ... partnerships with all centers of excellence (COE) and support partners; managing risk/ compliance ; expense / P&L management; and exception management + Execute on… more
- Wells Fargo (Lumberton, NC)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to follow policies,… more
- Wells Fargo (Charlotte, NC)
- …experience, education **Desired Qualifications:** + Knowledge of Wholesale Banking products ( Lending , Markets, Deposits, etc.) + Experience in areas related to ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more