- Wells Fargo (Charlotte, NC)
- …applying a deep understanding of business objectives, regulatory frameworks, and compliance requirements. + Collaborate with senior leaders and partners across ... (NPV, ROA, ROE, and RWA) + Prior experience with lending , and deposits + Experience with Excel, specifically nested...This position offers a hybrid work schedule + Specific compliance policies may apply regarding outside activities and/or personal… more
- Wells Fargo (Charlotte, NC)
- …+ Deliver solid understanding of the function, policies, procedures and compliance requirements + Collaborate and consult with peers, colleagues and managers ... clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; foreign exchange, rates and fixed… more
- Wells Fargo (Charlotte, NC)
- …with regulatory documentation, and the ability to remediate inconsistencies with legal, compliance , sales and the customer + May be tasked with leading projects ... clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; foreign exchange, rates and fixed… more
- Wells Fargo (Charlotte, NC)
- …clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- Wells Fargo (Charlotte, NC)
- …timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to policy and regulatory requirements to ... and coordinate colleagues in the execution of loan booking, closing, and compliance requirements. + Contribute to and lead credit focused projects, partnering with… more
- Wells Fargo (Charlotte, NC)
- …with using SalesForce + 2+ years of financial services industry experience + Lending experience **Job Expectations:** + Ability to work outside of regular business ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents + Specific compliance policies may apply regarding outside activities or personal… more
- USAA (Charlotte, NC)
- …governance, risk management and control processes including, legal and regulatory compliance and regulatory readiness, and the reliability and integrity of financial ... issues. In addition, evaluates the team assessment(s) of the adequacy and compliance with policies, procedures, and processes established by the front-line units and… more
- Wells Fargo (Charlotte, NC)
- …including retail deposits, debit card transaction and purchase volume, and small business lending , our primary goal is delivering for our customers. We want to build ... control procedures and control gaps, to mitigate and support operational and compliance risk + Knowledge of Branch Banking preferred + Intermediate Microsoft Office… more
- Wells Fargo (Charlotte, NC)
- …will assist in the marketing, origination, execution and portfolio management of lending facilities and capital markets transactions with a focus on commercial ... Risk, Sales and Trading, Syndicate, Coverage Banking, DCM, Leverage Finance, Compliance , and Legal. **_Required Requirements_** + 5+ years of Investment Banking… more
- Wells Fargo (Charlotte, NC)
- …**a Lead Commercial Mortgage Loan Administration Specialist** within the **CIB Lending Operations Group** . This role will support **Commercial Mortgage Servicing** ... faceted situations requiring solid understanding of the function, policies, procedures and compliance requirements that influence and lead broader work team to meet… more