- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Consumer Lending (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... Principal Auditor interested in becoming part of our Consumer Lending Audit team. As a member of the Consumer...candidate will focus on audits that involve conducting operational, compliance , and risk management related audits for the Capital… more
- City National Bank (Charlotte, NC)
- *COMMUNITY LENDING MORTGAGE BANKER* WHAT IS THE OPPORTUNITY? This position is responsible for sales of first mortgage and concurrent second loan products to existing ... by management, such as special projects within the Residential Lending Division * Foster and maintain active relationships with...* Knowledge of mortgage credit policies and current industry compliance standards * Must meet and comply with all… more
- Wells Fargo (Charlotte, NC)
- …Commercial Loan Closing Specialist in Capital Finance as a part of Wholesale Lending Operations Division. Learn more about our career areas and lines of business ... operational decisions + Review and prepare loan related documents + Ensure compliance with all policies, procedures and regulatory requirements + Provide guidance… more
- Truist (Charlotte, NC)
- …across Truist (where applicable). 7. Advocate the Bank's risk culture, compliance with enterprise risk initiatives and promote sound risk management practices. ... and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control Self-Assessment (RCSA),… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. This position will support Compliance for Credit Cards and Unsecured Lending , specifically related to ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?**...Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- First Horizon Bank (Charlotte, NC)
- …operations of company's seeking or receiving lines of credits or loans to ensure compliance in lending procedures, assessment of the adequacy and quality of ... exam is progressing and provide periodic updates to other lending and credit personnel as needed. + Schedule assigned...+ Out of town, overnight travel throughout the Bank's lending footprint will be required up to 50% of… more
- Wells Fargo (Charlotte, NC)
- …+ Understanding and prior experience with the Federal Reserve Regulation O and Insider lending practices. + Working with Compliance , BACO and legal teams on ... risk assessments, control execution, and process improvements. + Collaborate with Compliance , BACO, Legal, and Financial Controllers to obtain guidance on Reg… more
- Deloitte (Charlotte, NC)
- …systems related to any of the following topics: trading, operations, lending , core banking platforms, compliance monitoring, regulatory reporting, risk ... Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value… more
- Truist (Lumberton, NC)
- …year of banking, financial industry or related experience; preferably in a branch, audit, compliance , legal, risk or lending related capacity 3. Ability to learn ... Qualifications: 1. Associate Degree 2. Experience in investigation, law enforcement, or lending role 3. Knowledge of BSA regulations and/or related compliance … more
- Huntington National Bank (Charlotte, NC)
- …responsible for underwriting Business Banking loans to determine credit worthiness and compliance with Bank lending policy. Duties and Responsibilities: + ... 3+years' experience with business or commercial underwriting in a centralized lending environment Preferred Qualifications: + Bachelors degree in Business related… more