- Vanguard (Malvern, PA)
- …forefront of drafting and negotiating high-impact legal agreements-from securities lending and repurchase transactions to broker/dealer trading and platform ... financial products, and help shape the future of governance and compliance across Vanguard's investment landscape. Responsibilities: + Draft & negotiate various… more
- Vanguard (Malvern, PA)
- …Head of Brokerage Trade Operations is responsible for leading Margin, Securities Lending , and Asset Servicing for Vanguard's retail broker-dealer. This role oversees ... the operational effectiveness, risk management, and regulatory compliance of mission critical brokerage operations, while also supporting client segments with… more
- TD Bank (Philadelphia, PA)
- …of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in overseeing the ... + Ability to manage competing priorities + Previous consumer and residential lending experience preferred + Proficient in Microsoft Office + Knowledge of banking… more
- WSFS Bank (Philadelphia, PA)
- …finance company, serving small and mid-size businesses nationwide. Our mantra is "business lending done right", and our strategy is to revolutionize small business ... lending by employing the latest technology and a motivated...with respect to settlement rates to net losses in compliance with company policy. + Engage in outbound\inbound recovery… more
- Navy Federal Credit Union (Philadelphia, PA)
- …full range of Navy Federal Credit Union products and services including lending products and depository accounts such as checking, savings, certificate, IRA, ... reports and conduct trend analysis to optimize business performance + Ensure compliance with all security, safety and emergency preparedness procedures + Ensure … more
- Vanguard (Malvern, PA)
- …legal documents for derivatives, futures, prime brokerage, TBA trading, securities lending , repurchase agreements, as well as general trading agreements and ... futures, and/or prime brokerage as well as educate and inform for better compliance with policies, regulations and laws. + Advise, counsel and educate internal… more
- Truist (Pittsburgh, PA)
- …MLO team. 3. Ensure personal and team adherence to Truist Lending policies and procedures, including government regulations, secondary market requirements, ... acceptable compliance and quality control audit performance. 4. Continuously improve client service quality by modeling and leading the adoption of digital client… more
- Carrington (Coraopolis, PA)
- …processing, underwriting, and closing to ensure timely loan closings. + Ensures compliance deadlines are met with regards to pre-disclosures, approval letters and ... reach sales goals + Knowledge of state and federal lending regulations + Knowledge of FHA, FNMA, FHLMC, VA,...its sales process flow, its products and the specialty lending industry + Ability to understand complex problems and… more
- SitusAMC (Harrisburg, PA)
- …+ Manage and monitor the day-to-day execution of client and lending partner needs, including uploading data tapes, determining loan eligibility, identifying ... with the use of technical and operational solutions for external clients and lending partners + Develop and maintain relationships with clients and their lending… more
- TD Bank (Philadelphia, PA)
- …Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the ... of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the… more