- City National Bank (Los Angeles, CA)
- …contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned to ... propriety mutual funds, security sales and trading, and insurance activities. Compliance with various laws, rules, regulation, and other regulatory pronouncements.… more
- LTD Global (Livermore, CA)
- …of financial products including personal and business banking, mortgage lending , and wealth management. It distinguishes itself through relationship-based service, ... manage, and optimize Palo Alto and Cisco firewalls to ensure comprehensive security and compliance . This includes knowledge of the following: + IPSec VPN + DMVPN +… more
- Banc of California (Camarillo, CA)
- …past-due collections; financial reporting collection, organization, and analysis; covenant compliance testing; + Performs credit and financial statement analysis, ... diligence and BSA documentation. + Works in tandem with the Relationship Manager to review and participate in negotiation of potentially complex legal documentation… more
- Columbia Bank (Walnut Creek, CA)
- …tracked policies exceptions (TPE), tracked guidelines exceptions (TGE), procedures and compliance regulations; and (4) accurate loan coding consistent with nature of ... CSM as part of training and development, with Underwriting Manager and Market Director mutual approval. + May oversee...to provide guidance and training to underwriters. + Demonstrates compliance with all bank regulations for assigned job function… more
- Banc of California (Santa Ana, CA)
- …should be properly and timely communicated to the loan team and exam manager . Any recommendations should be communicated prior to submission of exam report. + ... should take place with the Loan Officer and exam manager for each recurring exam to discuss any concerns/issue...timely submission of an expense report after each exam, Compliance Training classes, and completion of Billing Assistant by… more
- BMO Financial Group (Santa Monica, CA)
- …referrals for personal and commercial banking products (eg personal banking, lending , and investments). + Implements a relationship management plan in collaboration ... with the lead relationship manager . + Determines client needs and provides solutions though...between stakeholders. + Follows through on the risk and compliance processes and policies to ensure we safeguard our… more
- Amalgamated Bank (San Francisco, CA)
- …developing and managing a portfolio of relationships as the principal relationship manager to our mission driven deposit and commercial clients. Your expertise in ... social advocacy clients. + Acts as the principal relationship manager for new and existing clients. + Develop and...that existing loans within the assigned portfolio are in compliance . + Establish and maintain a thorough prospect file… more
- CommonSpirit Health (San Francisco, CA)
- …The Community Investment Program Analyst works with the Community Investment Program Manager to champion and orchestrate all facets of an exceptional, nationally ... and evaluation, and disbursements. This position reports directly to the Manager , Community Investments and collaborates with the Director, Investments as well… more
- BMO Financial Group (Los Angeles, CA)
- …referrals for personal and commercial banking products (eg personal banking, lending , and investments). + Implements a relationship management plan in collaboration ... with the lead relationship manager . + Determines client needs and provides solutions though...between stakeholders. + Follows through on the risk and compliance processes and policies to ensure we safeguard our… more
- Bank of America (San Francisco, CA)
- …to improve operational efficiency + Understands policy and procedures and ensures compliance + Support and assist Credit Officers daily in the management of ... record. + Review approved credit approval documents to ensure compliance with bank policy and procedures. + Identify and...3+ years' of Institutional banking experience and knowledge of lending products + PC literate and systems oriented with… more