- Charles Schwab (Berkeley, CA)
- …is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series 66 ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- Charles Schwab (Rowland Heights, CA)
- …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series 66 ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
- Charles Schwab (San Francisco, CA)
- …for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + _(May be obtained with a 120-day condition of ... CFP(R) designation or CFA(R) designation holders, verified before hire)_ + Active FINRA Series 66 license + _(May be obtained within the first 120 days)_ + Three… more
- JPMorgan Chase (La Canada Flintridge, CA)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a 60 ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
- Robert Half Finance & Accounting (San Jose, CA)
- …(JC) del Rosario - I'd love to connect! Requirements Qualifications: + Bachelor's degree required; Series 65 license is a plus. + 5+ years of experience in ... financial services, preferably in asset or wealth management, brokerage, or banking. + Strong analytical and problem-solving skills. + Excellent written and verbal communication abilities. + High attention to detail and ability to multitask in a fast-paced… more
- Fifth Third Bank, NA (Los Angeles, CA)
- …inside and outside our organization + Securities Industry Essentials (SIE), Series 7/79/63 license required. Executive Director/Director, Asset Backed Finance ... - Digital Infrastructure & Music/Film IP Compensation for this position is largely incentive-based. Incentives are combined with either a base salary or a draw, resulting in total cash compensation. More information can be obtained upon request. LOCATION --… more
- Robert Half Finance & Accounting (Mountain View, CA)
- …financial services industry, with at least 5+ years advising clients directly. + Series 65 license preferred. + Proficiency in Microsoft Office; experience with ... CRM, document management, and portfolio management software preferred. + Familiarity with custodial platforms such as Schwab and Fidelity is a plus. Ideal Candidate Traits + Demonstrates integrity, initiative, and professionalism in all interactions. + Skilled… more
- Robert Half Finance & Accounting (San Jose, CA)
- …(JC) del Rosario - I'd love to connect! Requirements Qualifications: + Bachelor's degree required; Series 65 license is a plus + Minimum of 5 years of experience ... in financial services, preferably in wealth or asset management, brokerage, or banking + Strong analytical and problem-solving skills + Excellent written and verbal communication abilities + High attention to detail and organizational skills + Ability to… more
- Robert Half Finance & Accounting (Berkeley, CA)
- …Requirements Qualifications Education & Licensing + Bachelor's degree or equivalent experience. + Series 65 license (to be obtained within 3-6 months of hire). ... Required Experience + Securities trading and investment management. + Custodial systems and procedures. + Database management and reconciliation. + CRM systems (preferably Salesforce). + Microsoft Office Suite proficiency. Additional Experience + Tamarac… more
- JPMorgan Chase (Upland, CA)
- …planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting ... condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role… more