- JPMorgan Chase (Irvine, CA)
- …and skills:** + * A valid and active Series 7 + * A valid and active Series 66 (63/65) license is required or ability to obtain within 60 days of starting in ... the role as a condition of employment + * This role requires you to be licensed in all states **Preferred qualifications, capabilities, and skills:** + * At least 3 years of relevant financial services or brokerage experience strongly preferred with focus on… more
- Bank of America (Newport Beach, CA)
- …problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of start date) _The following laws ... or regulations restrict or prohibit the hiring of individuals with certain specified criminal history for the position: FDIC_ **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 Bank of America and its affiliates consider for employment and… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …+ Bachelor's Degree in Accounting or Finance; MBA or CPA preferred; + Holds FINRA Series 27 (FINOP) license (or willing to obtain). Experience Required: + Ten ... the Great Plains/Microsoft Dynamics accounting system; + Completes various annual license renewals (trust company license , business licenses, Secretary of… more
- Charles Schwab (San Diego, CA)
- …Schwab. **What you have** Required Qualifications + Bachelor's degree + Active and valid FINRA Series 7 & 66 ( license (s) may be obtained under a condition of ... employment) + 10 years of experience in business development and relationship management with a proven record of success + 10 years of experience with wealth management - financial planning and investment planning + Preferred Qualifications + CFP(R)… more
- JPMorgan Chase (San Francisco, CA)
- …strong focus on organization will be critical. Required qualifications, capabilities, and skills : + Series 7 & 63 license + Team player: work well in small ... groups, partner well with internal teams + Deep knowledge of global markets + Critical thinking skills and willing to drive trade concepts and themes for investor clients + Effective communicator + Strong proficiency in Bloomberg, Microsoft Excel, Word and… more
- Ventura County (Ventura, CA)
- …DISTINGUISHING CHARACTERISTICS: Each successive level in the Finance Analyst series is distinguished by scope of independence and responsibility. The ... level of the position within the series is commensurate with the complexity of the assigned tasks. Finance Analyst I ($37.65 - $51.48 Hourly) - This is the… more
- Ventura County (Ventura, CA)
- …+ Questions Description This recruitment opportunity involves two distinct classification series , each with unique roles and responsibilities within the Ventura ... - biweekly) -licensed:: is the expert level of the series , able to independently perform the most complex clinical...Clinician III Must possess and maintain a valid California License as a: + Marriage and Family Therapist; +… more
- Wells Fargo (Pacoima, CA)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to qualify for immediate FINRA registration + State Insurance license (s) + Customer service focus with experience handling transactions...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Wells Fargo (Ontario, CA)
- …Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to qualify for immediate FINRA registration * State Insurance license (s) * Customer service focus with experience handling transactions...practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Wells Fargo (Seal Beach, CA)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to qualify for immediate FINRA registration + State Insurance license (s) + Customer service focus with experience handling transactions...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more