• Senior Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …+ Provide a high level of customer service. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or the ability ... + Ability to perform analytics and create process efficiencies is a plus. + Series 7 required, Series 24 License (within 90 days of join), Series 66… more
    Raymond James Financial, Inc. (07/26/25)
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  • Advisor, Supervision Trade Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …education, and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... grandfathering cannot be applied. + Required to have a Series 7, 9, 10 and 63 + Series... Series 7, 9, 10 and 63 + Series 24, 53 and 4 can be used instead...4 can be used instead of the 9 and 10 + Series 66 can be used instead of… more
    Raymond James Financial, Inc. (07/04/25)
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  • Senior Advisor, Supervision- Dispute Resolution

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …**Licenses/Certifications** + Series 7 Required, Series 9/10 or 24 license preferred + Appropriate series license (s) for assigned functional area ... preferred or the ability to obtain within an established timeframe. + Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts preferred. more
    Raymond James Financial, Inc. (07/26/25)
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  • Ultra High Net Worth Insurance Sales Producer

    HSBC (Miami, FL)
    …producer with proven consultative sales and relationship management skills required + Must hold Life license , Series 7,63, 65 or 66 (in lieu of 63 and 65); ... Property & Casualty license a plus + Fluent in English with proficiency in Spanish & Portuguese and/or Cantonese and Mandarin are highly preferred + Self-motivated,… more
    HSBC (08/23/25)
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  • Virtual Financial Advisor - Annuities

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …cannot be applied. * FINRA Series 7 required. * FINRA Series 66 or 63 & 65 required. * Insurance License required. * FINRA Series 24 or 9/10 preferred. ... Although we operate as a home office department, our approach mirrors that of most Raymond James branches. Under limited supervision, uses specialized knowledge and skills obtained through experience, specialized training, or certification to provide all… more
    Raymond James Financial, Inc. (08/15/25)
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  • Wealth Regional Supervisor Specialist Team Leader

    Truist (Tampa, FL)
    …experience + Experience with Envestnet, NFS/Wealthscape, Protegent/Prosurv platforms. + FINRA Series 4 license **General Description of Available Benefits for ... individuals with disabilities to perform the essential functions. + FINRA Series 7, 24, 53 and 66 licenses ( Series 9&10 can be used in lieu of 53. Series more
    Truist (07/08/25)
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  • Senior Technology Trainer

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …+ Develop and maintain strong professional relationships. **Licenses/Certifications:** Appropriate series license (s) for assigned functional area preferred or ... cannot be applied. SIE is required within six (6) months of hire. + Series 7 license is required within six (6) months of hire. **Travel Required:** + 30-40%… more
    Raymond James Financial, Inc. (06/24/25)
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  • Vice President, Advisory Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …education, and/or training approved by Human Resources **Licenses/Certifications** + Appropriate series license (s) for assigned functional area preferred or the ... ability to obtain within an established timeframe. + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7, 24, 65 or 66 Required more
    Raymond James Financial, Inc. (08/15/25)
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  • VP, Assistant Branch Manager

    Charles Schwab (Sarasota, FL)
    …Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... within a 90 day condition of employment) + A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) +… more
    Charles Schwab (08/28/25)
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  • Client Relationship Manager

    Charles Schwab (Boca Raton, FL)
    …**qualifications** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 63 license required + A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) + 3+ years' experience… more
    Charles Schwab (08/24/25)
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