- Charles Schwab (Delray Beach, FL)
- …Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be obtained under ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
- Charles Schwab (Orlando, FL)
- …is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series 66 ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- USAA (Tampa, FL)
- …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series 66 (or 63 ... and 65) license . + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4 years of… more
- JPMorgan Chase (Jacksonville, FL)
- …foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license + If you were registered after October 1, 2018 ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates that ... have already obtained the Series 7. more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License . **Travel** **Travel Required:** Yes, 75 % of the Time ... **Job Summary:** The primary objective of this role is to drive the growth of institutional assets under management across all investment products, sourced from US investment consulting firms, with a particular focus on firms located in the Central and Eastern… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Examiner (ACFE) preferred + Certified Sanctions Specialist preferred + Regulatory industry license (eg, FINRA SIE, Series 7) preferred. **Travel Required** + ... Yes, 20 % of the Time more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of experience, education, and/or training as approved by Human Resources **Licenses/Certifications** + SIE and Series 7 license preferred but not required ... **Essential Duties and Responsibilities** + Acts as a liaison between home office departments and clients to research and resolve complex, escalated issues regarding clients' accounts, operations processes and technology applications; follows the issue all the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ ~or~ + An equivalent combination of experience, education, and/or training approved by Human Resources. **Licenses/Certifications:** Series 7 license preferred ... Uses extensive knowledge and skills obtained through education, experience or certification to provide various consultative services. Typical consulting assignments will include new entity formation activities, business growth initiatives, and independent… more
- JPMorgan Chase (Melbourne, FL)
- …planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting ... condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role… more