- TD Bank (Charlotte, NC)
- …part of the client-facing Distribution teams are both securities-registered and insurance- licensed . Additionally, the Trust Advisors support both personal and ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- Bank of America (Huntersville, NC)
- …helping clients reach their financial goals, join Bank of America and become an investment specialist in one of over 4,000 financial center locations nationwide. ... Each day, we connect with 67 million clients through a growing specialist workforce and our world-class digital platform. With each relationship and connection,… more
- Vanguard (Charlotte, NC)
- About this job: Are you a FINRA Series 7 and 63 licensed professional with a passion for building meaningful client relationships? Join our team as a Client Transfer ... Specialist for our Personal Investor clients at Vanguard. At...fairly, and to give them the best chance for investment success." In this role, you'll be the trusted… more