- JPMorgan Chase (New York, NY)
- …across multiple lines of business and regions. **Job responsibilities** + Collaborate with Compliance and Legal teams in order to help ensure adherence to SEC, FINRA ... live client calls and filmed webcasts to help ensure compliance with rules, regulations and polices + Work with..., supervision, controls, risk or audit experience + Minimum licensing requirement: FINRA Series 7 and Series 24 +… more
- WMCHealth (Valhalla, NY)
- …with assistance from GME office, + Tracks, reports, and ensures compliance with procedures regarding licensing , moonlighting, extensions, annual contracts, ... other national accrediting agencies, and hospital policies to support compliance . + Provides both administrative supervision and support to… more
- City of New York (New York, NY)
- …Division's responsibility is to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and regulations. In addition, BEDC's ... the level of EHS hazards. The selected candidate will monitor project compliance with EHS regulations, BEDC EHS Standards and Standard Operating Procedures (SOPs),… more
- HSBC (New York, NY)
- SVP, Quantitative Risk Analytics Manager Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 12 Dec ... 2025 In compliance with applicable laws, HSBC is committed to employing...role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location. All… more
- HSBC (Buffalo, NY)
- …Buffalo, NY, US, 14210 Work style: Hybrid Worker Date: 12 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... Form W-8/W-9 tax documentation in alignment with the IRS Foreign Account Tax Compliance Act (FATCA) + Engage in annual tax technology initiatives by collecting… more
- Walgreens (Chappaqua, NY)
- …beauty promotional programs. + Ensures testers are stocked and maintained in compliance with hygiene standards; maintains a clean and organized department. + ... + Has working knowledge of store systems and store equipment. + Ensures compliance with state and local laws regarding regulated products (eg, alcoholic beverages… more
- Highmark Health (Albany, NY)
- …partners; 3) Maintenance/dissemination of state requirements for producer appointment and licensing ; 4) Production of complex reports for Sales, Producers, Business ... partners relative to payment and producer of record accuracy, appointment compliance and other controls; 6) Maintenance of workflow procedures, form communications,… more
- Humana (Albany, NY)
- …insurance agents with pre-enrollment inquiries including the following: agent compliance (contracting, licensing , and certification), pre-enrollment inquiries, ... call center. Assist agents with all pre-enrollment inquiries including compliance verification, enrollment, product, and processes. + Utilize documents, websites,… more
- JPMorgan Chase (New York, NY)
- …- or must be successfully completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign ... position. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. In… more
- Walmart (Clifton Park, NY)
- …claims and receiving procedures by reviewing the application of policiesprocedures compliance guidelines for example cold chain hazardous materials and operational ... improvement opportunities and demonstrating adaptability and promotingcontinuous learning Ensures compliance with company policies and procedures and supports company… more