- HSBC (Buffalo, NY)
- …inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + Support the US RCCL ... initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + Assist, support, or lead… more
- Raymond James Financial, Inc. (New York, NY)
- …develop US Books and Records program personnel + Mature and sustain the compliance framework for Books and Records Governance for United States based affiliates. + ... and assess records-related risk with business partners to identify and address compliance gaps or risk mitigation steps + Maintain industry knowledge of… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...priorities.** + **Proficiency with Microsoft Office applications.** + **FINRA license Series 7, 63 &24** + **Life and Health… more
- Langan Engineering, Environmental, Surveying and Landscape… (New York, NY)
- …to make impactful contributions. Langan is seeking an Environmental Permitting and Compliance Engineer, Scientist, or Project Manager to join its collaborative team ... will serve a key function in performing multimedia environmental compliance and permitting projects, including air quality permitting and...meetings and job site visits and a valid driver's license in good standing. #LI-LP1 Langan provides a rich… more
- City of New York (New York, NY)
- …Division of Safety & Site Support, seeks to hire a Chief of Code Compliance . The selected candidate will oversee the Code Compliance Unit, within the ... with local, state, and federal codes; supervision of Safety Code Compliance Auditors; preparation of various reports, safety advisories, SSP templates,… more
- Sedgwick (Albany, NY)
- …Workplaces in Financial Services & Insurance (Remote) Director National Technical Compliance - Casualty **PRIMARY PURPOSE** : To provide legislative, regulatory ... to 10 individuals to promote maximum performance. **QUALIFICATIONS** **Education & Licensing ** Bachelor's degree from an accredited college or university preferred.… more
- L3Harris (Rochester, NY)
- … policies, procedures and applicable laws related to trade, exports and import compliance + Responsible for authoring license and agreement applications + ... sea and cyber domains in the interest of national security. Job Title: Trade Compliance Specialist Job Code: 26692 Job Location: Rochester, NY or Arlington, VA or… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...series 7 and 24** + **Life and Health Insurance License ** + **Ability to research, interpret and summarize relevant… more
- YAI (NY)
- …& Responsibilities + Supports the director in assessment and monitoring of compliance and quality of services across the California region, ensuring that agency ... programs are in compliance with all applicable rules, regulations and laws of...and integrity and high emotional intelligence. + Valid driver's license and ability to travel regularly to locations throughout… more
- YAI (Manhattan, NY)
- …Key/Essential Functions & Responsibilities + Implements the organization's compliance program under the supervision of the Assistant Director ... of Corporate Compliance and in coordination with program staff. + Maintains...of NYS OPWDD rules and regulations + Valid driver's license Schedule: Monday to Friday 9am to 5pm Salary:… more