- HSBC (Buffalo, NY)
- …Data and technology team + Oversee the Mortgage Servicing portfolio ensuring compliance with industry standards and regulations + Work closely with business ... stakeholders including compliance and risk to develop and implement operational strategies to improve efficiency and client satisfaction + Drive change management… more
- JPMorgan Chase (Stony Point, NY)
- …within established risk parameters/tolerances and meets internal/external risk and compliance obligations, including completion of required training + Excellent ... position. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. In… more
- Citigroup (New York, NY)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other compliance norms ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Binghamton University (Binghamton, NY)
- …service-based enterprises, including dining services, the bookstore, vending, trademark licensing , laundry, banking partnerships, and child care services. Auxiliary ... financial statements (Balance Sheet, Income Statement, Cash Flow) and ensure compliance with university, state, and federal accounting standards. + Provide financial… more
- TD Bank (New York, NY)
- …responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction (OSJ) ... Administration, FINRA Branch Administration, Licensing /Registrations and maintenance requirements. This role will lead engagement with HR and Finance to ensure… more
- Research Foundation CUNY (New York, NY)
- …- Handles sensitive student and family information with professionalism and in compliance with privacy standards + Team Collaboration - Works effectively with ... care, educational, or non-profit setting + Knowledge of child care licensing regulations, enrollment requirements, and program eligibility (eg, CACFP, DOE, CUNY… more
- Citigroup (New York, NY)
- …referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other compliance norms ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- HSBC (New York, NY)
- …functions (market risk, liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit knowledge of key regulatory requirements impacting ... role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location. At HSBC,… more
- New York State Civil Service (Albany, NY)
- …and Sanctions matters acting as subject matter expert (SME) in support of Licensing , Supervision and Examination of entities;* Assists in the development, review and ... and Fraud Professional; ABA Certificate in BSA and AML Compliance ; ABA Certificate in Fraud Compliance ; Certified...and AML Compliance ; ABA Certificate in Fraud Compliance ; Certified Regulatory Compliance Managero CSBS: Certified… more
- Walmart (Greece, NY)
- …claims and receiving procedures by reviewing the application of policiesprocedures compliance guidelines for example cold chain hazardous materials and operational ... improvement opportunities and demonstrating adaptability and promotingcontinuous learning Ensures compliance with company policies and procedures and supports company… more