- Berkshire Bank (Whitesboro, NY)
- …facilitates and participates in branch staff meetings. + Ensures compliance with all banking laws, rules, regulations, and prescribed policies/practices/procedures ... by ones duties. Must be eligible to be registered in the Nationwide Mortgage Licensing System & Registry for purposes of SAFE Act, if applicable (by exception only… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 8 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location. All… more
- UPMC (Jamestown, NY)
- …laboratories to ensure efficient workflow and timely, accurate results. + Ensure compliance with all regulatory guidelines, including CAP, licensing standards, ... and UPMC policies. + Train and orient new employees to lab protocols, safety practices, and quality standards. + Evaluate staff performance through regular feedback, coaching, and formal performance reviews. + Develop and maintain employee work schedules and… more
- TD Bank (Middle Village, NY)
- …annuity and insurance sales, including for qualified accounts in accordance and compliance with all of TD Wealth's policies and procedures + Recommends and ... to obtain Life & Health, Series 7 and Series 66 (or equivalent) within Licensing & Registration Schedule + Self-directed, with strong ability to plan own activities… more
- TD Bank (Bronx, NY)
- …annuity and insurance sales, including for qualified accounts in accordance and compliance with all of TD Wealth's policies and procedures + Recommends and ... to obtain Life & Health, Series 7 and Series 66 (or equivalent) within Licensing & Registration Schedule + Self-directed, with strong ability to plan own activities… more
- Northwell Health (Manhasset, NY)
- …implications and risk, escalate as appropriate quickly and decisively. + Ensures compliance with regulatory standards governing the Clinical Lab. + Recognize and ... and 2+ years of leadership / management experience, required. + Must meet all licensing as required by CLIA, CAP and NYSDOH or Director accreditation from a national… more
- Citigroup (Brooklyn, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Registered or willing to register as mortgage loan originator with Nationwide Mortgage Licensing + Obtain or willing to obtain unique identifier from Registry +… more
- M&T Bank (New York, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... implementing wealth management strategies **Education and Experience Preferred:** Securities licensing , CFP, CTFA, CPA designation MBA (Master's degree in Business… more
- JPMorgan Chase (New York, NY)
- …across functional partners and monitors adherence to the firm's risk, controls, compliance , and regulatory requirements + Raises blockers and other impediments to ... processes + Understands the fundamentals of open source including licensing , contributions, maintainers, and GitHub + Good organizational and prioritization… more
- M&T Bank (Hauppauge, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... implementing wealth management strategies **Education and Experience Preferred:** Securities licensing , CFP, CTFA, CPA designation MBA (Master's degree in Business… more