- Truist (Charlotte, NC)
- …Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems to ensure ... lieu of 53. Series 63&65 can be used in lieu of Series 66) + Life /Health and Variable Insurance Licensing + 5 or more years related retail brokerage and/or… more
- Principal Financial Group (Raleigh, NC)
- …onboarding of new clients by accurately preparing and processing insurance, annuity , and investment account applications. Manage account openings and asset movement ... field preferred. + 2+ years of related work experience in life insurance/broker-dealer or RIA operations: client service, account opening, account management,… more