- City National Bank (New York, NY)
- …* Conduct meetings to discuss testing and risk assessment results and lead line of business to remediation plans. * Works with Senior Compliance Officer ... or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of compliance testing… more
- KeyBank (Buffalo, NY)
- …and Deposits Compliance team within Compliance Risk Management. The Commercial Compliance Officer will provide support to business and commercial lines of ... Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of the Commercial Lending...and flexibility to undertake new functions/tasks as the Compliance Risk and line of business … more
- TD Bank (New York, NY)
- …on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance ... **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business :** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is… more
- JPMorgan Chase (New York, NY)
- …deep analytical expertise, regulatory knowledge, and collaboration with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also ... As the Managing Director, Senior Credit Strategy Officer , Chase Auto, you will report directly to...risk . + **Stakeholder Collaboration:** Work with teams across business lines (eg, risk , underwriting, legal, finance)… more
- HUB International (New York, NY)
- …senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to ... be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining...and working location, as well as the specific position's business line , scope and level. HUB International… more
- Bloomberg (New York, NY)
- …US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance, and Risk Ref # 10047869 **Description & Requirements** ... AML compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance with all.../ AML matters, proactively identifying and assessing key AML risk factors tied to clients, products or business… more
- KeyBank (Albany, NY)
- …**Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for ... Risk Management ["CRM"], the incumbent will provide second line of defense testing and monitoring of complaints. Specifically,...assessing risks and issues; engage with the lines of business to help identify risks, assist with development and… more
- TD Bank (New York, NY)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business :** Personal & Commercial Banking **Job Description:** The Sr. ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...Commercial Loan Officer combines an external sales role focusing on growing… more
- City National Bank (New York, NY)
- …functions * Monitor legislative/regulatory/enforcement activity and trends for impacts to business line activities. * Provide mortgage compliance advice and ... *COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The...the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring… more
- KeyBank (Albany, NY)
- …and advanced second line of defense oversight to various lines of business , as they relate to consumer deposit accounts. Additionally, The Senior Compliance ... **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Senior Compliance Officer will be a member of the Consumer Deposit...with applying laws and federal regulations to each applicable line of business processes and systems. **ESSENTIAL… more