- TD Bank (New York, NY)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank ... providing trusted and reliable reporting, advice and opinion to senior leadership and the Board on the state of...consistent risk-based management of regulatory change. As a second line of defense, GRCG Team is responsible for the… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. ** Line of Business:** Product Management **Job Description:** The Product Manager oversees the ... attributes + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple functions or… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. ** Line of Business:** Sales & Customer Distribution Support **Job Description:** The Commercial ... areas + Integrate knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple functions or operations… more
- American Express (New York, NY)
- …for the Company. As the Director- Compliance, this position, within the First Line of Defense (1LOD), will provide strategic thought leadership to the Finance ... changes impacting the organization. This role is critical to ensure Finance senior leaders have the right visibility into how the organization remains compliant… more
- HSBC (New York, NY)
- …and policies that align with People and business goals. The team also provide 'second- line ' oversight to two first line teams People Advisory and People ... other markets to ensure the local market approach in line with HSBC values and expectations For this role,...policy frameworks & minimum standards + Experience working with senior stakeholders and ability to communicate and influence at… more
- Scotiabank (New York, NY)
- …Management Committee, and ongoing reporting and monitoring. + As a member of the second line of defense for Operational and Data Risk in the US, the candidate will ... be responsible for Reporting Operational and Data Risk and covering second line of defense responsibilities for Data Risk in collaboration with the team's Senior … more
- Citigroup (Getzville, NY)
- …requires the identification of control/testing design matters for escalation to senior management, inputs to process enhancements, technical strategy, and work ... as part of controls assessments. The role will require engagement with senior managers at SVP and Director level. **Responsibilities:** + Executes control design… more
- American Express (New York, NY)
- …service. Find your place in service on #TeamAmex. The newly created first line of defense Financial Crimes Risk & Controls center of excellence will provide ... responsible for establishing a robust control foundation for first line of defense FCRM activities across the company globally,...broader needs of the team. Working closely with the Senior Vice President of Financial Crimes Risk and Controls,… more
- Neuberger Berman (New York, NY)
- …by private equity firms. NB Private Debt focuses on performing first lien, senior secured loans to US private equity-owned companies. The Private Debt team sits ... **Responsibilities:** + Assist with the day-to-day management of subscription line and asset-backed credit facilities. Duties include borrowing base maintenance,… more
- Zurich NA (New York, NY)
- …travel insurance and assistance providers and part of Zurich Insurance Group, a leading multi- line insurer. We stand for more care, more cover, for all, and we look ... to evolving regulatory requirements and embedding CRU processes/controls within the 1st Line of Defense. This is a highly visible role requiring coordination with… more