- City National Bank (New York, NY)
- …workflow, implement policies for uniformity and quality standards, and ensure compliance to regulatory requirements. As the Subject Matter Expert, they will ... the first of the month following start date * Generous 401(k) company matching contribution * Career Development through Tuition Reimbursement and other internal… more
- SMBC (New York, NY)
- …in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in ... Prepare materials for regulator examinations, external and internal audits. + Ensure compliance of all internal and external matters in accordance with banking… more
- Alaant (Glens Falls, NY)
- …referrals. + **Portfolio and Compliance Management:** + Oversee a commercial loan portfolio, ensuring compliance with company policies and regulatory ... community activities to uncover business opportunities and demonstrate the company 's commitment to local communities. **Requirements for the Commercial Relationship… more
- Travelers Insurance Company (Albany, NY)
- …**Target Openings** 1 **What Is the Opportunity?** As a Product Quality and Compliance Manager you oversee and implement quality and monitoring programs to promote ... programs and strategies to ensure overall Product quality and compliance with internal procedures and product regulatory requirements (as...subject to an annual maximum. If you have student loan debt, you can enroll in the Paying it… more
- New York State Civil Service (Albany, NY)
- …of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23 ... * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; operational, regulatory and… more
- Marex (New York, NY)
- …to registration, employee trading and assigned business line queries. + Ensuring compliance with the company 's regulatory requirements under the SEC, FINRA, ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide...framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model… more
- TD Bank (New York, NY)
- … Loan Servicing. The individual will lead and coordinate compliance -related initiatives, manage regulatory exams, and collaborate cross-functionally to support ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Scope:** + Recognized as top level expert within the company and requires significant in-depth and/or breadth of expertise… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. * ... Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair...* HMDA data integrity file review experience. * Identifying loan origination systems controls and data is preferred. *… more
- Navient (Albany, NY)
- …student loans** - low rates, people-first service, and flexible payments. + **Student loan refinancing** - break free from high-interest rates or monthly payments. + ... below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. ...plan to help you save for retirement plus a company match + Robust tuition reimbursement program + $1,000… more
- S&P Global (New York, NY)
- …through competitive pay, retirement planning, a continuing education program with a company -matched student loan contribution, and financial wellness programs. + ... **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control, Senior Analyst - Ratings** **The Role** The Senior Analyst role is based in New… more