- Aston Carter (Concord, CA)
- …documentation and gather data to support federal, state, and local tax compliance , ensuring timely and accurate filings. + Partner with external tax advisors ... to complete federal, state, and local tax filings, contributing to ongoing compliance and audit requirements. + Support ad hoc projects, analysis, and management… more
- Ensono (Los Angeles, CA)
- …for ensuring that Ensono's security services align with client expectations, compliance requirements, and industry best practices. This role requires a strategic ... protocols. **Preferred Qualifications** + Experience with cybersecurity frameworks and compliance requirements specific to government agencies including IRS (Internal… more
- Banc of California (Goleta, CA)
- …and venture-backed businesses. Banc of California offers a broad range of loan and deposit products and services, with full-service branches throughout California ... revenue, acquiring new market share, expanding existing relationships and ensuring compliance with overall Bank and regulatory policies and guidelines. To accomplish… more
- Wells Fargo (El Segundo, CA)
- …and registration required for employment in this position + Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- MUFG (Los Angeles, CA)
- …will be extended to various clients, making sure the terms are in compliance with the bank policy guidelines. When necessary, prepare credit applications and obtain ... review of other relevant documents. Monitor financial conditions and loan repayment activities of credit watch clients and take...credit review reports and perform credit control duties. Policy Compliance (5%) + Ensure compliance with external… more
- Live Nation (Beverly Hills, CA)
- …include coverage of the SOX 404 effort, SSAE 18 SOC 1, SOC2, PCI compliance , Data Privacy and Protection, functional and operating units, focusing on IT and ... WHAT THIS ROLE WILL DO + Assist in various compliance efforts and adherence to documented policies and procedures...programs with School of Live, tuition reimbursement, and student loan repayment + OTHERS: Volunteer time off, crowdfunding match… more
- Live Nation (Beverly Hills, CA)
- …The individual will collaborate with IT and other departments to ensure compliance with security policies, standards, and industry regulations. This role will assist ... internal and external audits by providing necessary documentation and demonstrating compliance with security protocols. + Assist in creating security awareness… more
- Citigroup (Loma Linda, CA)
- …referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other compliance norms ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- House of Blues (CA)
- …committed to meeting the challenges that come with the evolving business, regulatory and compliance landscape in which we operate. THE JOB We are seeking a Director ... America Accounting group. The role will be primarily responsible for ensuring compliance with all applicable accounting rules, managing SOX and financial audits and… more
- Citigroup (San Francisco, CA)
- …referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML and other ... compliance norms + Partner with all roles on branch...position requires the employee to register as a mortgage loan originator with the Nationwide Mortgage Licensing System and… more