- American Express (New York, NY)
- …and required changes, and oversee execution of initiatives to strengthen the BU's compliance risk framework. + Oversee compliance metrics tracking and ... Compliance and Ethics. + Provide view of compliance risk across BU, ensures consistent and...not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for… more
- American Express (New York, NY)
- …Relief Act (SCRA), Military Lending Act (MLA), etc. + Knowledge of Compliance risk management processes including governance, regulatory change management, ... state and local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for Employers, and the City of … more
- American Express (New York, NY)
- …Defense (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays ... into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams,...not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for… more
- American Express (New York, NY)
- …state and local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for Employers, and the City of ... Sanctions is responsible for developing and maintaining an effective, risk -based enterprise-wide sanctions program that focuses on; establishing minimum...Los Angeles ' Fair Chance Initiative for Hiring… more
- American Express (New York, NY)
- …seeking an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and ... and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. +...not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for… more
- Grant Thornton (New York, NY)
- …the application process. To make an accommodation request, please contact ###@us.gt.com. For Los Angeles Applicants only: We will consider for employment all ... As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you...applicable state and local laws, including the City of Los Angeles ' Fair Chance Initiative for Hiring… more
- American Express (New York, NY)
- …state and local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for Employers, and the City of ... the Regulatory Exam Lifecycle Management (RELM) Team in Global Risk and Compliance (GRC), and reports to...Los Angeles ' Fair Chance Initiative for Hiring...Los Angeles ' Fair Chance Initiative for Hiring Ordinance. For positions… more
- American Express (New York, NY)
- …internal policies, laws, regulations. Areas of responsibility will include assessment of compliance risk associated with new marketing strategies, prospect and ... consultation with other key stakeholders. + Support an effective Compliance program including Compliance Risk ...not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for… more
- City National Bank (New York, NY)
- …and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk...Bank of Canada, is the largest bank headquartered in Los Angeles with $92.03 billion in assets… more
- American Express (New York, NY)
- …state and local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for Employers, and the City of ... ensuring activities are performed consistently and in alignment with compliance and enterprise risk assessment standards. This...Los Angeles ' Fair Chance Initiative for Hiring… more