- Grant Thornton (Charlotte, NC)
- …the application process. To make an accommodation request, please contact ###@us.gt.com. For Los Angeles Applicants only: We will consider for employment all ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...applicable state and local laws, including the City of Los Angeles ' Fair Chance Initiative for Hiring… more
- American Express (Charlotte, NC)
- …state and local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for Employers, and the City of ... and define your own path. Find your place in risk and analytics on #TeamAmex. The Operational Risk...Los Angeles ' Fair Chance Initiative for Hiring… more
- Grant Thornton (Charlotte, NC)
- …the application process. To make an accommodation request, please contact ###@us.gt.com. For Los Angeles Applicants only: We will consider for employment all ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...applicable state and local laws, including the City of Los Angeles ' Fair Chance Initiative for Hiring… more
- US Bank (Charlotte, NC)
- …US Bank conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance ... ETF options. Additional responsibilities include activities that are required regulatory compliance such as risk process for accepting non-standard securities… more
- US Bank (Charlotte, NC)
- …US Bank conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance ... discover what you excel at-all from Day One. **Job Description** The Business Risk Professional will partner with Consumer and Business Banking (CBB), other Business… more
- American Express (Apex, NC)
- … to lead a diverse team of high-performing professionals focused on ensuring compliance risk and control mitigation is embedded in the day-to-day operations ... control design activities. + Also, identification of gaps in compliance risk mitigation elements. + Support issue...not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for… more
- American Express (Charlotte, NC)
- …and required changes, and oversee execution of initiatives to strengthen the BU's compliance risk framework. + Oversee compliance metrics tracking and ... Compliance and Ethics. + Provide view of compliance risk across BU, ensures consistent and...not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for… more
- American Express (Charlotte, NC)
- …Defense (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays ... into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams,...not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for… more
- American Express (Apex, NC)
- …seeking an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and ... and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. +...not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for… more
- American Express (Charlotte, NC)
- …internal policies, laws, regulations. Areas of responsibility will include assessment of compliance risk associated with new marketing strategies, prospect and ... consultation with other key stakeholders. + Support an effective Compliance program including Compliance Risk ...not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for… more