- TD Bank (Charlotte, NC)
- …be strategic, tactical, collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking ... colleagues dedicated to setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams.… more
- TD Bank (Charlotte, NC)
- …in alignment with policies, standards, and procedures for oversight of the transaction monitoring systems. AML Business Data Manager is accountable for assisting ... Intelligence **Job Description:** **Department Overview:** The AML Business Data Manager for is responsible for assisting with supporting implementation, enhancement… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate ... personnel to collect relevant background information necessary for response. 2. Manage the corporation's critical calculation of regulatory capital ratios, including… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Financial Controls Manager within the Enterprise COSO testing team. The Enterprise Finance function contains ... the Corporate Controllers division, which includes the Enterprise Controls & Oversight (EC&O) group. The ...within applications that support financial and regulatory reporting. + Monitoring new and emerging internal control related guidance and… more
- Wells Fargo (Charlotte, NC)
- …strategic mindset. **In this role, you will:** **Team Leadership & Strategy** The Senior Manager will lead and manage a team of indirect tax professionals, ... and timely filing of multi-jurisdictional sales and use tax returns. The Senior Manager will manage and resolve audits and inquiries from tax authorities,… more
- Coinbase (Raleigh, NC)
- …alignment. Attendance is expected and fully supported. We are looking for a program manager to help support the Enterprise Systems and Technology Operations M&A ... a critical part of supporting Coinbase's growth, comprising both Enterprise Applications (EAA) and internal IT. Our goal is...to focus on high-judgment tasks. This role of Program Manager , M&A would help support integration efforts for mergers… more
- US Bank (Charlotte, NC)
- …for technology policy impact assessments, implementation, and compliance monitoring + Managing policy activity in compliance with enterprise requirements + ... the Line of Business and the Lines of Defense. Manage the policy management lifecycle including change triggers and...and timelines + Supporting policy implementation and compliance + Managing reviewer lists + Working in an enterprise… more
- TD Bank (Charlotte, NC)
- …Risk Management **Job Description:** The **Senior Group Risk Analyst, RCSA Manager ** provides a broad range of research, analysis, reporting, monitoring ... multi-year initiative to transform TD Banks' risk assessment practices. The **RCSA Manager ** supports business by providing expert guidance/advice on a range of risk… more
- City National Bank (Raleigh, NC)
- *SR AUDIT MANAGER - OPERATIONAL RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... effectiveness of operations of the Risk Management functions (eg, Enterprise Risk, Model Risk, Operational Risk, Data Office, Market...Market Risk, and Third Party Risk). The Senior Audit Manager will be responsible for all aspects of the… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Oversight oversees the team and leads 2nd-line ... oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, including managing critical… more