- TIAA (Pasadena, CA)
- **Wealth Management Coach** The Director, Wealth Management ...7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; ... financial solutions through coaching and skill development and effective practice management . **Key Responsibilities and Duties** + Build and maintain close… more
- TIAA (Sherman Oaks, CA)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... **Wealth Management Advisor** Supported with a robust array of...66 **Licenses and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required + Certified… more
- Wells Fargo (Van Nuys, CA)
- …that may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series ... **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
- Wells Fargo (Los Angeles, CA)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... employee engagement and growth in a branch or a series of branches + Responsible for overall management...necessary + US only: Obtaining and/or maintaining appropriate FINRA license (s) is required for ongoing employment in this position.… more
- US Bank (San Diego County, CA)
- …experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination ... and committed to our clients and employees. At Wealth Management from US Bank, we are uniquely positioned for...your practice and build a rewarding career. The Wealth Management Advisor position is the investment, investment planning, and… more
- JPMorgan Chase (Redwood City, CA)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... a Private Client Investment Associate in JP Morgan Wealth Management , you will be tasked with delivering exceptional client...Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting… more
- JPMorgan Chase (Granite Bay, CA)
- …and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the ... needs. As a Private Client Advisor in Chase Wealth Management , you will offer comprehensive financial planning and advice...and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60… more
- The County of Los Angeles (Los Angeles, CA)
- …technical and support personnel providing technical and consultative services to the management of a program; or oversees a small Countywide health program. ... STANDARDS: This is the senior-/supervisory-level class in the Health Program Analyst Series . Positions allocable to this class are located in the department of… more
- JPMorgan Chase (Irvine, CA)
- …+ * A valid and active Series 7 + * A valid and active Series 66 (63/65) license is required or ability to obtain within 60 days of starting in the ... is the team for you. As a Personal Advisor, in JP Morgan's Wealth Management 's National Branch Personal Advising group, you will partner with clients to create… more
- The County of Los Angeles (Los Angeles, CA)
- …STANDARDS: This is the entry-level/trainee in the Deputy Public Guardian Series . Positions allocable to this classification are allocated to the Department ... or higher. Factors affecting allocation of positions in the Deputy Public Guardian Series include, but are not limited to, scope and complexity of assignments in… more