- Bank of America (Miami, FL)
- …to become fully licensed and achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 & 65) licenses and approved designation ... Wealth Management Specialist Miami, Florida **To proceed with your...+ Administrative Services + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent;… more
- Wells Fargo (Miami, FL)
- …experience, training, military experience, education **Desired Qualifications:** + Successfully completed FINRA Series 7 and 66 exams to qualify for immediate ... this role:** Wells Fargo is seeking a Senior Wealth Management Banker (SAFE) on the Professional Services team. This...is required for ongoing employment in this position. FINRA Series 7 and 66 examinations or equivalent… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Ability to perform analytics and create process efficiencies is a plus. + Series 7 required, Series 24 License (within 90 days of join), Series ... a high level of customer service. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred...grandfathering cannot be applied. + Required to have a Series 7 , 24 (within 90 days of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates ... a diverse group of advisory teams with guidance provided by senior coaches and management . May lead defined work or projects of fundamental scope and complexity, as… more
- JPMorgan Chase (Melbourne, FL)
- …and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the ... needs. As a Private Client Advisor in Chase Wealth Management , you will offer comprehensive financial planning and advice...and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60… more
- Truist (Tampa, FL)
- …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53 and 66 licenses ( Series 9&10 can be used ... in lieu of Series 66) Life/Health and Variable Insurance Licensing + 7 years related retail brokerage and/or investment advisory experience with an emphasis in… more
- Wells Fargo (Palm Beach, FL)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate registration (or FINRA ... role:** Wells Fargo is seeking a **Market** **Growth Director** in Wealth and Investment Management as part of Wells Fargo Advisors. This role is part of the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License . **Travel** **Travel Required:** Yes, 75 % of ... of this role is to drive the growth of institutional assets under management across all investment products, sourced from US investment consulting firms, with a… more
- First Horizon Bank (Miami Lakes, FL)
- … systems and payment platforms is preferred. **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc)** + Certified Treasury ... We're seeking an experienced Product Manager to join Treasury Management division, focusing on our Commercial Liquidity and Escrow...into revenue cycle. + Serve as a technical Treasury Management sales resource and participate in key sales and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Fraud Examiner (ACFE) preferred + Certified Sanctions Specialist preferred + Regulatory industry license (eg, FINRA SIE, Series 7 ) preferred. **Travel ... of Quality Assurance & Control covering Anti-Money Laundering (AML) & Financial Crimes Management (FCM) is responsible for leading a team of managers who oversee… more