- Raymond James Financial, Inc. (New York, NY)
- …and/or training as approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area required or the ... the exam program's documented guidelines and protocols. + Performs management activities including identifying performance problems, seeking guidance for...within an established timeframe. o Required to have a Series 7 , 24 or willing to obtain… more
- Raymond James Financial, Inc. (New York, NY)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area required or the ... + Clear communication of all exam findings to branch management , exam managers and compliance leadership + Provide reporting...within an established timeframe. o Required to have a Series 7 , 24 or willing to obtain… more
- Bank of America (Melville, NY)
- …problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of start date) _The following ... throughout the bank, including Investment Banking, Foreign Exchange, and Wealth Management and facilitates client relationships with Product Specialists in Credit,… more
- US Bank (New York, NY)
- …experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination ... and committed to our clients and employees. At Wealth Management from US Bank and US Bancorp Investments, we...your practice and build a rewarding career. The Wealth Management Advisor position is the investment, investment planning, and… more
- BankOnBuffalo (Buffalo, NY)
- …education funding, and financial planning. CFP or similar professional designation preferred. FINRA Series 7 and 63 licenses plus Series 65 or ... or equivalent combination of education and/or experience. Minimum of 7 years' experience in Wealth Management or...66, plus NY Life & Health license are preferred, but not required. A background check… more
- Charles Schwab (New York, NY)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... practice of existing Schwab clients, providing them with wealth management and financial planning advice. Over time, you'll grow...earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share… more
- Veterans Affairs, Veterans Health Administration (Northport, NY)
- …medication therapy and as a consultant for intensive medication therapy management services. Responsibilities Duties include but are not limited to: Customer ... face-to-face and telephone encounters with referred patients, for comprehensive medication management in practice areas identified in their individual scope of… more
- Wells Fargo (Syracuse, NY)
- …Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify ... Private Client Financial Advisor (LO) in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more...is required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and… more
- Wells Fargo (New York, NY)
- …and Renewable Energy & Environmental Finance to achieve goals **Required Qualifications:** + 7 + years of Experience in CIB Portfolio Management , or equivalent ... Corporate & Investment Banking Renewables team. The Renewables Portfolio Management is part of the Power, Utilities & Renewables...Registration for FINRA exams including Securities Industry Essentials (SIE), Series 63 and Series 79 must be… more
- New York State Civil Service (Jamaica, NY)
- …Law positions) Travel Percentage 20% Workweek Mon-Fri Hours Per Week 40 Workday From 7 AM To 4 PM Flextime allowed? No Mandatory overtime? No Compressed workweek ... and Excel. * Experience working with databases; preferably related to the management of facilities and maintenance operations.* Ability to use appropriate tools,… more