• Supervisory Control Associate

    Wells Fargo (Charlotte, NC)
    …education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10, and 63 examinations (or FINRA recognized equivalents) ... reviews, administration and technology + Design risk processes and provide project management support + Identify issues and provide resolution within Insurance or… more
    Wells Fargo (10/29/25)
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  • Supervisory Control Associate

    Wells Fargo (Charlotte, NC)
    …education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10, and 63 examinations (or FINRA recognized equivalents) ... administration, and technology + Design risk processes and provide project management support + Identify issues and provide resolution within Wealth Brokerage… more
    Wells Fargo (10/25/25)
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  • Branch Support Manager

    Wells Fargo (Raleigh, NC)
    …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations (or ... seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more...1+ years of leadership experience + Successfully completed FINRA Series 9/10 to qualify for immediate registration (or FINRA… more
    Wells Fargo (10/20/25)
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  • Financial Services Consultant - Registered…

    TIAA (Charlotte, NC)
    …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... weʼre a market-leading retirement company fueled by world-class asset management . But weʼre not just another legacy financial services...+ No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series … more
    TIAA (10/01/25)
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  • Senior Supervisory Control Specialist

    Wells Fargo (Charlotte, NC)
    …education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10, and 63 examinations (or FINRA recognized equivalents) ... Marketing Review team within our Client Relationship Group in Wealth and Investment Management . Learn more about the career areas and lines of business at… more
    Wells Fargo (10/30/25)
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  • Audit Sr Advisor - Corporate

    First Horizon Bank (Charlotte, NC)
    …(IIA) Standards Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6, 7 , or 24, etc.). Prior experience at a large, complex ... with a deep understanding of banking and financial risk management ; + provide critical assurance and advisory services on...License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6, 7 , or 24, etc.) or… more
    First Horizon Bank (09/27/25)
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  • Associate Manager - Manager Leadership Program

    Wells Fargo (Charlotte, NC)
    …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations (or ... **About this role:** Wells Fargo is seeking a Lead Financial Advisory Management Trainee in Wealth and Investment Management as part of the Wells Fargo Advisors'… more
    Wells Fargo (10/11/25)
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  • Supervisor, Customer Success Team

    Coinbase (Charlotte, NC)
    …additional features, services, and products. What we look for in you (ie. job requirements): * FINRA License series 7 and 63 * FINRA License 24 OR 9 ... in class experience for our customers through effective stakeholder management , task management , decisive prioritization, and efficient..., FinTech or Crypto. Nice to haves: * FINRA License Series 3, 4, 65, or 66.… more
    Coinbase (10/16/25)
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  • VP, Financial Consultant

    Charles Schwab (Asheville, NC)
    …is for you. **What you have** + **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... practice of existing Schwab clients, providing them with wealth management and financial planning advice. Over time, you'll grow...earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share… more
    Charles Schwab (10/29/25)
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  • Brokerage Registered Client Service Associate

    Truist (Winston Salem, NC)
    …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (If not fully registered, ... clients of all experience levels regarding securities transactions and brokerage accounts. 7 . Effective time management skills. 8. Ability to communicate… more
    Truist (10/30/25)
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