- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Liquidity & Funding Manager will be responsible for contributing to and helping to optimizing our ... liquidity management strategies, monitoring and ensuring compliance with regulatory requirements. Performs all duties in accordance with the Company's policies and… more
- Citigroup (Riverside, CA)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager , etc.) + Organize client events to enhance client bonding. +… more
- Citigroup (San Francisco, CA)
- The Client Service Sr Manager accomplishes results through the management of professional team(s) and department(s). Integrates subject matter and industry expertise ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Intuit (Mountain View, CA)
- …detection and 3rd party data integration to scorecard modeling, loss forecasting, and compliance (BSA/ AML , etc.). + **Thrives Under Pressure:** You are agile, ... small businesses and consumers worldwide. We are looking for a dynamic and visionary ** Manager of Fraud & Risk Strategy** to lead a talented team and architect the… more
- SMBC (Sacramento, CA)
- …richer life. **SUMMARY:** Under the direction of the Financial Intelligence Unit (FIU) Manager , the FIU Analyst will aid in the prevention and/or investigation of ... required supporting documentation. + Prepares Suspicious Activity Reports (SAR) in compliance with established regulatory guidelines and time frames. + Document all… more
- Banc of California (Santa Ana, CA)
- …due diligence items and legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Identify any open ... and reviewed. + Coordinate insurance needs with customer, insurance brokers, Relationship Manager to ensure proper insurance is received and collected in a timely… more
- Banc of California (Camarillo, CA)
- …past-due collections; financial reporting collection, organization, and analysis; covenant compliance testing; + Performs credit and financial statement analysis, ... diligence and BSA documentation. + Works in tandem with the Relationship Manager to review and participate in negotiation of potentially complex legal documentation… more
- Citigroup (San Francisco, CA)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio… more
- Citigroup (Downey, CA)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio… more
- City National Bank (Beverly Hills, CA)
- …processing for the portfolio supported. WHAT WILL YOU DO? Risk Management/ Compliance * Within authority, perform deposit operations-related activities within the ... and accurately to inquiries from the Bank's Financial Intelligence Unit (KYC/ AML ) and/or other Support Unit's regarding client transactions and account activity.… more