- Citigroup (Tampa, FL)
- …role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global audit ... you will be primarily partnering with the audit teams responsible for Risk and Compliance globally and also supporting the global QA team. The role reports to the… more
- TD Bank (Jacksonville, FL)
- …role. **Line of Business:** Financial Crimes & Fraud Mgmt **Job Description:** The Senior Manager , KYC leads, develops and oversees the work of a dynamic team of ... research, or financial services broadly but not specifically KYC or AML **Preferred Qualifications:** + Experience supporting consumer Line of Business +… more
- American Express (Sunrise, FL)
- …and deposit products. As part of the Company's Global Financial Crimes Compliance (GFCC) organization, the Global Financial Crimes Surveillance Unit (GFCSU) and the ... US Investigations Unit (USIU), assists the Bank in compliance with applicable Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ) and Office of Foreign Assets… more
- Scotiabank (Tampa, FL)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Product Manager , Check Services **Requisition ID:** 233107 **Salary Range:**...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Regions Bank (Dunedin, FL)
- …calls + Performs high quality customer service to Regions customers + Ensures compliance with BSA/ AML related laws and regulations and identifies matters of ... outreach to gather required Bank Secrecy Act (BSA)/Anti-Money Laundering ( AML ) documentation + Executes customer outreach efforts including mail,...the office and two remote days a week. The manager will set the work schedule for this position,… more
- SolomonEdwards (Tallahassee, FL)
- …For more information, visit SolomonEdwards **Position Summary:** We are seeking an Audit Manager - Model Risk Management to join a leading North American financial ... complex models in credit, market, liquidity, interest rate risk, AML , and financial crimes. The ideal candidate will bring.... Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to… more
- First Horizon Bank (Miami Lakes, FL)
- …laundering and other financial crimes. Must have in-depth knowledge of BSA/ AML /OFAC regulations. **ESSENTIAL DUTIES AND RESPONSIBILITIES** + Monitor all aspects of ... + Assist in training other associates and assist the Manager with various other job duties and assignments. +...financial institution experience + 5 - 10 years of BSA/ AML experience **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6… more
- Arena Investors LP (Jacksonville, FL)
- Arena Investors, LP ("Arena") is a global institutional asset manager that provides creative solutions for those seeking capital in special situations. With more ... expand the team through the addition of a senior Compliance Officer. In this role, this individual will work.... Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; .… more
- MUFG (Tampa, FL)
- …member of our recruitment team will provide more details. **Job Summary:** Within Compliance PMO, the Technical Project Manager is responsible for successfully ... methodology + Monitor and maintain project financials and forecast + Experience leading compliance technology projects related to Sanctions, AML /KYC and Fraud +… more
- Citigroup (Boca Raton, FL)
- …referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML and other compliance ... The Wealth Relationship Manager SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more