- MUFG (Jersey City, NJ)
- …Bank's regulatory obligations as well as ensuring adherence to all Compliance , Anti-Money Laundering/Know Your Customer policies and procedures. Day-to-day focus is ... (RM's) and Portfolio Managers (PM's), Tax Operations and Regulatory Reporting teams, Compliance Division Officers, and other operations teams. Role has ownership of… more
- Citigroup (Ridgewood, NJ)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio… more
- SitusAMC (Trenton, NJ)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... client requirements + Other activities as may be assigned by your manager Qualifications/ Requirements: + Bachelor's degree or equivalent from four-year College or… more
- Truist (Mount Laurel, NJ)
- …with appropriate stages of the loan process. Assist the RM in staying in compliance with regulations such as Reg B, BSA/ AML , etc. Collect client information ... potential collection issues to the awareness of the Relationship Manager . **Qualifications** **Required Qualifications:** The requirements listed below are… more
- SitusAMC (Trenton, NJ)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... external distribution + Other activities as may be assigned by your manager Qualifications/ Requirements: + Bachelor's degree or equivalent from four-year College or… more