- Citigroup (New York, NY)
- …trading. + ** Compliance & Risk Management:** Knowledge of anti-money laundering ( AML ), Know Your Customer (KYC), sanctions, and other financial compliance ... The Account Manager for Depositary Receipt Services is responsible for...(eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. +… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Senior Product Manager - US Business Deposit Products (GTM), Global...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Senior Product Manager , Commercialization - US Business Deposit Products, Global...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Senior Manager , US Counterparty Credit Risk **Requisition ID:** 234013...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Senior Manager , Cash Management Product Execution, Global Transaction Banking...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Manager , Regulatory Relations Group **Requisition ID:** 219603 **Salary...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- SolomonEdwards (Albany, NY)
- …For more information, visit SolomonEdwards **Position Summary:** We are seeking an Audit Manager - Model Risk Management to join a leading North American financial ... complex models in credit, market, liquidity, interest rate risk, AML , and financial crimes. The ideal candidate will bring.... Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... compliance screening technology with expertise in platforms such as Prime Compliance Manager , FIRCO, and other industry-standard screening solutions- 5+ years… more
- American Express (New York, NY)
- …+ Bachelor's degree and/or relevant professional qualification preferred (Law Degree, Compliance / AML Diploma, CAMS Certification with a Legal/ Compliance ... the Subject Matter Experts to support all business and compliance teams. **How will you make an impact in...the Global Sanctions Risk & Control Assessment and Remediation Manager , the Sanctions Risk Assessment (SRA) Support Lead within… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champion a high performance ... Senior Manager , Enterprise Risk **Requisition ID:** 227263 **Salary Range:**...comprehensive strategic support to the leadership team, ensuring that compliance with internal frameworks, processes, and procedures is rigorously… more